Catherine Vera Thearle

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FNZ (UK) Ltd (no longer approved here)

    FRN 438687

    • [FCA CF] Material risk taker (30 Oct 2020 to 29 Aug 2022)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF11 Money Laundering Reporting (7 Mar 2006 to 12 Aug 2008)
    • CF10 Compliance Oversight (7 Mar 2006 to 11 Mar 2008)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF10 Compliance Oversight (7 Mar 2006 to 11 Mar 2008)
    • CF11 Money Laundering Reporting (7 Mar 2006 to 12 Aug 2008)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF10 Compliance Oversight (7 Mar 2006 to 11 Mar 2008)
    • CF11 Money Laundering Reporting (7 Mar 2006 to 12 Aug 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.