ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Howard David Ellett
IRN HDE00001
- (1265)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Howard John Tallant
IRN HJT00001
- (1712)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Howard Keith Lee
IRN HKL00001
- (182)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Howard Leonard Morton
IRN HLM00007
- (971)CF21 Investment Adviser (1 Dec 2001 to 1 May 2003)
Howard Llewellyn
IRN HXL00002
- (240)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Hugh Baird Morton
IRN HXM01051
- (274)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Hugh John Cave Humfrey
IRN HJH01033
- (2076)CF22 Investment Adviser (Trainee) (25 Mar 2003 to 3 Jun 2003)
Hugh John Gladman
IRN HJG01015
- (410)CF10 Compliance Oversight (1 Dec 2001 to 5 Nov 2002)
- (411)CF1 Director (1 Dec 2001 to 31 Dec 2011)
Hugh Mark Raivid
IRN HMR00001
- (563)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Hugh Morton
IRN HXM00003
- (1187)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

DWM Marketing (no longer appointed)
FRN 185027 · Appointed 1 Aug 1997 · Until 3 Jun 2004
Clive Walker (no longer appointed)
FRN 185102 · Appointed 28 Jul 1997 · Until 3 Jun 2004
Nabarro Advertising & Management Ltd (no longer appointed)
FRN 193969 · Appointed 25 Jul 1997 · Until 3 Jun 2004
Advance Business Service (no longer appointed)
FRN 201032 · Appointed 25 Jul 1997 · Until 3 Jun 2004
Simon Elton Estates Limited (no longer appointed)
FRN 201047 · Appointed 11 Jul 1997 · Until 3 Jun 2004
Money Wise Centre (no longer appointed)
FRN 186210 · Appointed 7 Jul 1997 · Until 3 Jun 2004
Campbell de Berniere Ltd (no longer appointed)
FRN 185830 · Appointed 1 Jul 1997 · Until 3 Jun 2004
Minster Facilities & Mortgage Management (no longer appointed)
FRN 184379 · Appointed 6 Jun 1997 · Until 3 Jun 2004
Millennium Properties (no longer appointed)
FRN 201063 · Appointed 1 Jun 1997 · Until 3 Jun 2004
Du Lion (no longer appointed)
FRN 185134 · Appointed 1 Jun 1997 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

8 hours ago
controlled function added: (24)[FCA CF] Material risk taker
8 hours ago
controlled function added: (23)[FCA CF] Significant management
8 hours ago
controlled function added: (22)[FCA CF] Material risk taker
8 hours ago
controlled function added: (21)[FCA CF] Significant management
8 hours ago
controlled function added: (20)[FCA CF] Material risk taker
8 hours ago
controlled function added: (19)[FCA CF] Significant management
8 hours ago
controlled function added: (18)[FCA CF] Functions requiring qualifications
8 hours ago
controlled function added: (17)[FCA CF] Client dealing
8 hours ago
controlled function added: (16)14. Managing investments
8 hours ago
controlled function added: (15)[FCA CF] Functions requiring qualifications

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.