Hugh John Cave Humfrey

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Timberland Investment Resources Europe LLP

    FRN 527135

    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (1 Mar 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Mar 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Mar 2011 to 8 Dec 2019)
    • CF4 Partner (1 Mar 2011 to 8 Dec 2019)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF22 Investment Adviser (Trainee) (25 Mar 2003 to 3 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF22 Investment Adviser (Trainee) (25 Mar 2003 to 3 Jun 2003)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF22 Investment Adviser (Trainee) (25 Mar 2003 to 23 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.