Howard John Tallant

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Clayton Holmes Naisbitt Financial Consultancy LLP (no longer approved here)
FRN 485351
- [FCA CF] Client dealing (4 Jul 2022 to 24 Jul 2024)
- [FCA CF] Functions requiring qualifications (4 Jul 2022 to 24 Jul 2024)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF1 Director (AR) (4 Jun 2010 to 25 Mar 2011)
- CF30 Customer (1 Nov 2007 to 25 Mar 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Woodlands Wealth Management Ltd (no longer approved here)
FRN 417386
- Employed By (8 Dec 2004 to 25 Mar 2011)
ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)
FRN 122472
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
ST. JAMES'S PLACE UK PLC (no longer approved here)
FRN 150026
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.