ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John David Haydon
IRN JDH00001
- (26)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John David Jackson
IRN JDJ00001
- (11)CF21 Investment Adviser (1 Dec 2001 to 8 Apr 2002)
John Davidson
IRN JXD00059
- (1399)CF21 Investment Adviser (19 Mar 2003 to 3 Jun 2003)
- (1398)CF22 Investment Adviser (Trainee) (6 Sep 2002 to 19 Mar 2003)
John Denis Thomson
IRN JDT00007
- (637)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- (636)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Sep 2002)
John Dennis Hurd
IRN JDH00008
- (601)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Derek Mutter
IRN JDM00003
- (832)CF22 Investment Adviser (Trainee) (24 Jun 2003 to 1 Jul 2003)
John Dyson Lyttle
IRN JDL00008
- (833)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Edward Hawkings
IRN JEH00041
- (352)CF21 Investment Adviser (1 Dec 2001 to 2 Oct 2002)
John Edward Masefield
IRN JXM00203
- (937)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Edwin Corbett
IRN JEC00016
- (215)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Europea IMH Ltd (no longer appointed)
FRN 201760 · Appointed 1 Jul 1999 · Until 3 Jun 2004
DCA & Co Consultants (no longer appointed)
FRN 201743 · Appointed 28 Jun 1999 · Until 3 Jun 2004
Tax Options Limited (no longer appointed)
FRN 192488 · Appointed 23 Jun 1999 · Until 3 Jun 2004
DBP Management Associates Ltd (no longer appointed)
FRN 201742 · Appointed 23 Jun 1999 · Until 3 Jun 2004
Family Estate Planning (no longer appointed)
FRN 201761 · Appointed 19 Jun 1999 · Until 3 Jun 2004
Wold Insurance Services Limited (no longer appointed)
FRN 193875 · Appointed 17 Jun 1999 · Until 17 May 2002
Tony Wenban (no longer appointed)
FRN 193880 · Appointed 15 Jun 1999 · Until 3 Jun 2004
Castle Mortgage Services (no longer appointed)
FRN 201732 · Appointed 10 Jun 1999 · Until 23 Apr 2002
Millview Financial Services (no longer appointed)
FRN 192465 · Appointed 9 Jun 1999 · Until 3 Jun 2004
Independent Mortgages (no longer appointed)
FRN 194052 · Appointed 27 May 1999 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

7 hours ago
controlled function added: (24)[FCA CF] Material risk taker
7 hours ago
controlled function added: (23)[FCA CF] Significant management
7 hours ago
controlled function added: (22)[FCA CF] Material risk taker
7 hours ago
controlled function added: (21)[FCA CF] Significant management
7 hours ago
controlled function added: (20)[FCA CF] Material risk taker
7 hours ago
controlled function added: (19)[FCA CF] Significant management
7 hours ago
controlled function added: (18)[FCA CF] Functions requiring qualifications
7 hours ago
controlled function added: (17)[FCA CF] Client dealing
7 hours ago
controlled function added: (16)14. Managing investments
7 hours ago
controlled function added: (15)[FCA CF] Functions requiring qualifications

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.