Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (4 Jun 2013 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 7 Jun 2013)
- CF21 Investment Adviser (17 Jul 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (28 Dec 2005 to 17 Jul 2006)
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- CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Sep 2002)
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- CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (19 Feb 2002 to 12 Sep 2002)
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- CF21 Investment Adviser (12 Sep 2002 to 23 Sep 2005)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Sep 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.