Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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New Leaf Distribution Limited
FRN 460421
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 7 Aug 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Aug 2023)
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- CF21 Investment Adviser (19 Mar 2003 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (6 Sep 2002 to 19 Mar 2003)
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- CF21 Investment Adviser (19 Mar 2003 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (6 Sep 2002 to 19 Mar 2003)
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- CF21 Investment Adviser (19 Mar 2003 to 30 Nov 2006)
- CF22 Investment Adviser (Trainee) (6 Sep 2002 to 19 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.