ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Mark Stuart Fraser
IRN MSF00008
- (1632)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark Stuart Roberts
IRN MSR00024
- (232)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark Thomas Delaney
IRN MXD00007
- (1036)CF21 Investment Adviser (1 Dec 2001 to 18 Mar 2002)
Mark Thomas FitzPatrick
IRN MTF00007
- (94)SMF7 Group Entity Senior Manager (since 30 Nov 2023)
Mark Thomas Shields
IRN MTS00002
- (293)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark Timothy Bennett
IRN MAB00068
- (924)CF22 Investment Adviser (Trainee) (11 Jun 2002 to 11 Apr 2003)
Mark William Clifford
IRN MWC00001
- (24)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark William Newman
IRN MXN01172
- (52)[FCA CF] Material risk taker (since 15 Aug 2025)
- (1417)[FCA CF] Material risk taker (1 Jan 2023 to 14 May 2024)
- (1418)[FCA CF] Significant management (27 Apr 2021 to 18 Mar 2025)
Martin Andrew Abrams
IRN MXA00096
- (140)CF22 Investment Adviser (Trainee) (31 Mar 2003 to 3 Jun 2003)
Martin Andrew Cook
IRN MAC00014
- (1969)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Essential Financial Strategies (no longer appointed)
FRN 196123 · Appointed 11 Jul 2001 · Until 3 Jun 2004
Claude H Elmer (no longer appointed)
FRN 206261 · Appointed 2 Jul 2001 · Until 25 Jul 2003
Sterling Trust Advisers (no longer appointed)
FRN 206250 · Appointed 25 Jun 2001 · Until 3 Jun 2004
Continental Financial Practice Ltd (no longer appointed)
FRN 206240 · Appointed 18 Jun 2001 · Until 30 Dec 2002
Chartwell Consulting Ltd (no longer appointed)
FRN 206233 · Appointed 11 Jun 2001 · Until 3 Jun 2004
Select Independent Mortgages (no longer appointed)
FRN 206225 · Appointed 24 May 2001 · Until 3 Jun 2004
Farmers & Mercantrie Insurance Consultants Ltd (no longer appointed)
FRN 195814 · Appointed 24 May 2001 · Until 3 Jun 2004
The Julian Guymer Practice (no longer appointed)
FRN 206224 · Appointed 23 May 2001 · Until 3 Jun 2004
FCS Scotland Ltd (no longer appointed)
FRN 195983 · Appointed 21 May 2001 · Until 3 Jun 2004
Ambience Mortgage (no longer appointed)
FRN 195779 · Appointed 21 May 2001 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

11 hours ago
controlled function added: (24)[FCA CF] Material risk taker
11 hours ago
controlled function added: (23)[FCA CF] Significant management
11 hours ago
controlled function added: (22)[FCA CF] Material risk taker
11 hours ago
controlled function added: (21)[FCA CF] Significant management
11 hours ago
controlled function added: (20)[FCA CF] Material risk taker
11 hours ago
controlled function added: (19)[FCA CF] Significant management
11 hours ago
controlled function added: (18)[FCA CF] Functions requiring qualifications
11 hours ago
controlled function added: (17)[FCA CF] Client dealing
11 hours ago
controlled function added: (16)14. Managing investments
11 hours ago
controlled function added: (15)[FCA CF] Functions requiring qualifications

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.