ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Donald Alexander McIntosh
IRN DAM00004
- (1133)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Donald Ian Gillies Johnston
IRN DIJ00004
- (1948)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Donna Knowles
IRN DMB00076
- (1849)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- (1848)CF22 Investment Adviser (Trainee) (29 Jan 2002 to 12 Sep 2002)
Douglas Beaton Brown
IRN DBB00011
- (135)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Douglas Frederick Goodey
IRN DFG00001
- (1075)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Douglas George Petrie
IRN DGP00015
- (984)CF21 Investment Adviser (1 Dec 2001 to 8 May 2003)
Douglas Terence Fage
IRN DTF00001
- (250)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Dudley Arthur Lightfoot Reynolds
IRN DAR00038
- (904)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Duncan Keith Pitt
IRN DKP00001
- (877)CF21 Investment Adviser (1 Dec 2001 to 21 May 2003)
Duncan Lindsey Arrowsmith
IRN DXA00052
- (2117)CF22 Investment Adviser (Trainee) (17 Jun 2003 to 1 Jul 2003)

Smaller firms operating under this firm's FCA authorisation.

Acorn Financial Management (no longer appointed)
FRN 125797 · Appointed 1 Jan 1980 · Until 3 Jun 2004
Bridget Cash (no longer appointed)
FRN 178211 · Appointed 1 Jan 1980 · Until 3 Jun 2004
K Stuart Swash (no longer appointed)
FRN 176596 · Appointed 1 Jan 1979 · Until 3 Jun 2004
Graham Spellman (no longer appointed)
FRN 174924 · Appointed 31 Dec 1978 · Until 3 Jun 2004
Penrith Building Society (no longer appointed)
FRN 164473 · Appointed 1 Dec 1978 · Until 1 Dec 2001
David Ibbotson and Company (no longer appointed)
FRN 163922 · Appointed 1 Jan 1978 · Until 3 Jun 2004
Sodhi and Company (no longer appointed)
FRN 159975 · Appointed 1 Nov 1977 · Until 3 Jun 2004
EF Accountancy Services (no longer appointed)
FRN 182481 · Appointed 1 Oct 1977 · Until 3 Jun 2004
RI Keating and Company (no longer appointed)
FRN 157830 · Appointed 1 Aug 1977 · Until 3 Jun 2004
David Atterbury (Insurance Consultancy) Limited (no longer appointed)
FRN 181643 · Appointed 1 Jan 1977 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

7 hours ago
controlled function added: (34)[FCA CF] Significant management
7 hours ago
controlled function added: (33)[FCA CF] Material risk taker
7 hours ago
controlled function added: (32)[FCA CF] Significant management
7 hours ago
controlled function added: (31)[FCA CF] Functions requiring qualifications
7 hours ago
controlled function added: (30)[FCA CF] Manager of certification employee
7 hours ago
controlled function added: (29)[FCA CF] Material risk taker
7 hours ago
controlled function added: (28)[FCA CF] Client dealing
7 hours ago
controlled function added: (27)14. Managing investments
7 hours ago
controlled function added: (26)[FCA CF] Significant management
7 hours ago
controlled function added: (25)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.