Duncan Lindsey Arrowsmith

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Personal Touch Financial Services Limited (no longer approved here)
FRN 187834
- CF4 Partner (AR) (31 Oct 2005 to 26 Mar 2008)
- CF1 Director (AR) (31 Oct 2004 to 3 Feb 2011)
Duncan Arrowsmith (no longer approved here)
FRN 212730
- (1)Employed By (8 Dec 2004 to 1 Feb 2005)
The Independent Mortgage Consultancy Ltd (no longer approved here)
FRN 409799
- Employed By (31 Oct 2004 to 3 Feb 2011)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF21 Investment Adviser (29 Sep 2004 to 1 Feb 2005)
- CF22 Investment Adviser (Trainee) (17 Jun 2003 to 29 Sep 2004)
ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)
FRN 122472
- CF22 Investment Adviser (Trainee) (17 Jun 2003 to 1 Jul 2003)
ST. JAMES'S PLACE UK PLC (no longer approved here)
FRN 150026
- CF22 Investment Adviser (Trainee) (17 Jun 2003 to 1 Jul 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.