ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Howard David Ellett
IRN HDE00001
- (1265)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Howard John Tallant
IRN HJT00001
- (1712)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Howard Keith Lee
IRN HKL00001
- (182)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Howard Leonard Morton
IRN HLM00007
- (971)CF21 Investment Adviser (1 Dec 2001 to 1 May 2003)
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Howard Llewellyn
IRN HXL00002
- (240)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Hugh Baird Morton
IRN HXM01051
- (274)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Hugh John Cave Humfrey
IRN HJH01033
- (2076)CF22 Investment Adviser (Trainee) (25 Mar 2003 to 3 Jun 2003)
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Hugh John Gladman
IRN HJG01015
- (410)CF10 Compliance Oversight (1 Dec 2001 to 5 Nov 2002)
- (411)CF1 Director (1 Dec 2001 to 31 Dec 2011)
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Hugh Mark Raivid
IRN HMR00001
- (563)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Hugh Morton
IRN HXM00003
- (1187)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Baylis Financial Services (no longer appointed)
FRN 184947 · Appointed 1 May 1997 · Until 3 Jun 2004
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Charnwood Mortgage Services (no longer appointed)
FRN 191931 · Appointed 18 Apr 1997 · Until 17 Nov 2004
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Capital Conservation Company (no longer appointed)
FRN 183607 · Appointed 21 Mar 1997 · Until 3 Jun 2004
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Garry Turner Associates Ltd (no longer appointed)
FRN 184028 · Appointed 12 Mar 1997 · Until 3 Jun 2004
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Kaizen Facilities & Mortgage Services (no longer appointed)
FRN 182893 · Appointed 6 Jan 1997 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (34)[FCA CF] Significant management
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controlled function added: (33)[FCA CF] Material risk taker
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controlled function added: (32)[FCA CF] Significant management
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controlled function added: (31)[FCA CF] Functions requiring qualifications
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controlled function added: (30)[FCA CF] Manager of certification employee
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controlled function added: (29)[FCA CF] Material risk taker
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controlled function added: (28)[FCA CF] Client dealing
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controlled function added: (27)14. Managing investments
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controlled function added: (26)[FCA CF] Significant management
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controlled function added: (25)[FCA CF] Manager of certification employee