Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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William Peter Tonks
IRN WPT01009
- (1172)CF28 Systems and controls (3 Mar 2016 to 29 Dec 2017)
- (1173)CF11 Money Laundering Reporting (10 Nov 2005 to 8 Mar 2006)
- (1174)CF1 Director (14 Feb 2005 to 31 Dec 2011)
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William Richard Lovesey
IRN WRL00002
- (208)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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William Simon Alterman
IRN WSA01009
- (1270)CF10a CASS Oversight function (1 Oct 2011 to 12 Apr 2013)
- (1269)CF29 Significant management (26 Aug 2011 to 6 Jan 2016)
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William Weir
IRN WXW01042
- (711)CF2 Non Executive Director (1 Dec 2001 to 12 May 2005)
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William Wilson Stewart
IRN WWS00002
- (2092)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Zafer Saygilier
IRN ZXS00001
- (230)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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john varady
IRN JFV00001
- (1466)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Illingworth Associates Mortgage Division (no longer appointed)
FRN 192415 · Appointed 11 May 2000 · Until 3 Jun 2004
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Allard Associates Mortgage Services (no longer appointed)
FRN 193691 · Appointed 11 May 2000 · Until 17 Nov 2004
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Financial Services in Medicine (Alan Hulse) (no longer appointed)
FRN 192335 · Appointed 4 May 2000 · Until 3 Jun 2004
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Eakin MacDonald & Associates Ltd (no longer appointed)
FRN 201749 · Appointed 4 May 2000 · Until 3 Jun 2004
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The Pavillion Partnership Ltd (no longer appointed)
FRN 193965 · Appointed 29 Apr 2000 · Until 3 Jun 2004
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David Martin Wealth Management Ltd (no longer appointed)
FRN 201741 · Appointed 17 Apr 2000 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (34)[FCA CF] Significant management
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controlled function added: (33)[FCA CF] Material risk taker
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controlled function added: (32)[FCA CF] Significant management
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controlled function added: (31)[FCA CF] Functions requiring qualifications
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controlled function added: (30)[FCA CF] Manager of certification employee
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controlled function added: (29)[FCA CF] Material risk taker
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controlled function added: (28)[FCA CF] Client dealing
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controlled function added: (27)14. Managing investments
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controlled function added: (26)[FCA CF] Significant management
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controlled function added: (25)[FCA CF] Manager of certification employee