William Simon Alterman

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

RWA FP Ltd
FRN 978370
- (1)Employed By (since 5 Jul 2022)
St. James's Place Wealth Management Plc
FRN 195351
- CF1 Director (AR) (since 14 Apr 2022)
- CF1 Director (AR) (16 Aug 2018 to 22 Jun 2020)
Willson Grange Wealth Management Limited (no longer approved here)
FRN 811556
- Employed By (16 Aug 2018 to 22 Jun 2020)
ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)
FRN 122472
- CF10a CASS Oversight function (1 Oct 2011 to 12 Apr 2013)
- CF29 Significant management (26 Aug 2011 to 6 Jan 2016)
ST. JAMES'S PLACE UK PLC (no longer approved here)
FRN 150026
- CF29 Significant management (26 Aug 2011 to 4 Dec 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.