William Peter Tonks

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • SIMF5 Head of Internal Audit Function (7 Mar 2016 to 29 Dec 2017)
    • CF28 Systems and controls (3 Mar 2016 to 6 Mar 2016)
    • CF11 Money Laundering Reporting (10 Nov 2005 to 8 Mar 2006)
    • CF1 Director (14 Feb 2005 to 31 Dec 2011)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF28 Systems and controls (3 Mar 2016 to 29 Dec 2017)
    • CF11 Money Laundering Reporting (10 Nov 2005 to 8 Mar 2006)
    • CF1 Director (14 Feb 2005 to 31 Dec 2011)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF28 Systems and controls (3 Mar 2016 to 29 Dec 2017)
    • CF11 Money Laundering Reporting (10 Nov 2005 to 8 Mar 2006)
    • CF1 Director (14 Feb 2005 to 31 Dec 2011)
  • ST. JAMES'S PLACE INVESTMENT ADMINISTRATION LIMITED (no longer approved here)

    FRN 622916

    • CF28 Systems and controls (3 Mar 2016 to 29 Dec 2017)
  • U C B HOME LOANS CORPORATION LIMITED (no longer approved here)

    FRN 303556

    • CF14 Risk Assessment (31 Oct 2004 to 11 Feb 2005)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF19 Significant Mgt (Financial Resources) (30 Jan 2002 to 11 Feb 2005)
    • CF14 Risk Assessment (1 Dec 2001 to 11 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.