ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Malcolm Joseph Harvey
IRN MJH00059
- (50)CF21 Investment Adviser (1 Dec 2001 to 2 Sep 2002)
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Malcolm Milne
IRN MXM01549
- (1066)CF21 Investment Adviser (23 Sep 2002 to 3 Jun 2003)
- (1065)CF22 Investment Adviser (Trainee) (22 Mar 2002 to 23 Sep 2002)
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Malcolm Philip Gates
IRN MPG00015
- (962)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Malcolm Richard Dolton
IRN MRD00008
- (6)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Malcolm Robert Whales
IRN MTW01041
- (141)CF21 Investment Adviser (19 Oct 2002 to 3 Jun 2003)
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Malcolm Roy John Gifford
IRN MRG00008
- (1455)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Malcolm Stobart
IRN MXS00143
- (260)CF21 Investment Adviser (1 Dec 2001 to 27 Sep 2002)
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Marc Antony Smelt
IRN MAS00031
- (1838)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Marc Berryman
IRN MXB86397
- (2215)[FCA CF] Significant management (17 Nov 2025 to 31 Jan 2026)
- (2214)[FCA CF] Material risk taker (17 Nov 2025 to 31 Jan 2026)
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Marc Gold
IRN MXG00005
- (1375)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Chapplins Estate Agents (Havant & Bordon) (no longer appointed)
FRN 195347 · Appointed 10 Aug 2000 · Until 3 Jun 2004
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Riverside Financial Management (no longer appointed)
FRN 193402 · Appointed 7 Aug 2000 · Until 3 Jun 2004
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Bowburn Mortgage Services (no longer appointed)
FRN 193105 · Appointed 20 Jul 2000 · Until 3 Jun 2004
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Complete Financial Management (no longer appointed)
FRN 193614 · Appointed 17 Jul 2000 · Until 3 Jun 2004
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Holmes-Naden (Estates) Ltd (no longer appointed)
FRN 193613 · Appointed 17 Jul 2000 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (34)[FCA CF] Significant management
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controlled function added: (33)[FCA CF] Material risk taker
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controlled function added: (32)[FCA CF] Significant management
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controlled function added: (31)[FCA CF] Functions requiring qualifications
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controlled function added: (30)[FCA CF] Manager of certification employee
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controlled function added: (29)[FCA CF] Material risk taker
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controlled function added: (28)[FCA CF] Client dealing
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controlled function added: (27)14. Managing investments
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controlled function added: (26)[FCA CF] Significant management
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controlled function added: (25)[FCA CF] Manager of certification employee