ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Donald Alexander McIntosh
IRN DAM00004
- (1133)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Donald Ian Gillies Johnston
IRN DIJ00004
- (1948)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Donna Knowles
IRN DMB00076
- (1849)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- (1848)CF22 Investment Adviser (Trainee) (29 Jan 2002 to 12 Sep 2002)
Douglas Beaton Brown
IRN DBB00011
- (135)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Douglas Frederick Goodey
IRN DFG00001
- (1075)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Douglas George Petrie
IRN DGP00015
- (984)CF21 Investment Adviser (1 Dec 2001 to 8 May 2003)
Douglas Terence Fage
IRN DTF00001
- (250)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Dudley Arthur Lightfoot Reynolds
IRN DAR00038
- (904)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Duncan Keith Pitt
IRN DKP00001
- (877)CF21 Investment Adviser (1 Dec 2001 to 21 May 2003)
Duncan Lindsey Arrowsmith
IRN DXA00052
- (2117)CF22 Investment Adviser (Trainee) (17 Jun 2003 to 1 Jul 2003)

Smaller firms operating under this firm's FCA authorisation.

Peterman and Company (no longer appointed)
FRN 174921 · Appointed 31 Dec 1963 · Until 3 Jun 2004
Association of Cost and Executive Accountants (no longer appointed)
FRN 175432 · Appointed 1 Jan 1958 · Until 3 Jun 2004
Jim Raw-Rees and Co (no longer appointed)
FRN 181841 · Appointed 1 Jan 1948 · Until 25 Jul 2003
James & Lister Lea (no longer appointed)
FRN 201069 · Appointed 1 Jan 1946 · Until 3 Jun 2004
Fire Officers Association (no longer appointed)
FRN 175326 · Appointed 1 Jan 1942 · Until 3 Jun 2004
Woolley & Wallis (no longer appointed)
FRN 201204 · Appointed 1 Jan 1884 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.