ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Howard David Ellett
IRN HDE00001
- (1265)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Howard John Tallant
IRN HJT00001
- (1712)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Howard Keith Lee
IRN HKL00001
- (182)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Howard Leonard Morton
IRN HLM00007
- (971)CF21 Investment Adviser (1 Dec 2001 to 1 May 2003)
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Howard Llewellyn
IRN HXL00002
- (240)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Hugh Baird Morton
IRN HXM01051
- (274)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Hugh John Cave Humfrey
IRN HJH01033
- (2076)CF22 Investment Adviser (Trainee) (25 Mar 2003 to 3 Jun 2003)
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Hugh John Gladman
IRN HJG01015
- (410)CF10 Compliance Oversight (1 Dec 2001 to 5 Nov 2002)
- (411)CF1 Director (1 Dec 2001 to 31 Dec 2011)
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Hugh Mark Raivid
IRN HMR00001
- (563)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Hugh Morton
IRN HXM00003
- (1187)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Self Assessment Co Limited (no longer appointed)
FRN 181615 · Appointed 19 Jun 1996 · Until 3 Jun 2004
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Jim Kerr Financial Services (no longer appointed)
FRN 200948 · Appointed 17 Jun 1996 · Until 3 Jun 2004
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Lion Associates (Financial Planning) Ltd (no longer appointed)
FRN 179666 · Appointed 2 May 1996 · Until 20 Apr 2005
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Cougar Management Services Ltd (no longer appointed)
FRN 200991 · Appointed 30 Apr 1996 · Until 3 Jun 2004
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The Ridgeway Will Company Ltd (no longer appointed)
FRN 180648 · Appointed 3 Apr 1996 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (54)[FCA CF] Material risk taker
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controlled function added: (53)[FCA CF] Material risk taker
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controlled function added: (52)[FCA CF] Material risk taker
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controlled function added: (51)[FCA CF] Significant management
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controlled function added: (50)[FCA CF] Material risk taker
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controlled function added: (49)[FCA CF] Significant management
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controlled function added: (48)[FCA CF] Significant management
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controlled function added: (47)[FCA CF] Material risk taker
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controlled function added: (46)[FCA CF] Functions requiring qualifications
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controlled function added: (45)4. Giving personal recommendations on retail investment products which are not broker funds