Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Tina Ann Ledger
IRN TAL00001
- (709)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Tony Thurlow-Craig
IRN TXT00001
- (371)CF21 Investment Adviser (1 Dec 2001 to 31 Aug 2002)
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Tony Ying Cheung Fu
IRN TYF00001
- (249)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Torban Christopher Williams
IRN TCW00007
- (412)CF21 Investment Adviser (1 Dec 2001 to 8 Jul 2002)
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Tracy Darren Morris
IRN TDM00005
- (1708)CF21 Investment Adviser (11 Jan 2002 to 21 May 2002)
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Tracy Gina Parker
IRN TGP00007
- (2106)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Trevor Alan Daniel-Martin
IRN TXD00022
- (1334)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Trevor Anthony Gower
IRN TAG00001
- (1795)CF21 Investment Adviser (1 Dec 2001 to 10 Jan 2003)
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Trevor Edward Hillier
IRN TEH01014
- (1845)CF22 Investment Adviser (Trainee) (29 Apr 2003 to 3 Jun 2003)
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Trevor Ian Colley
IRN TIC00002
- (1881)CF21 Investment Adviser (18 Jun 2003 to 18 Jun 2003)
- (1880)CF22 Investment Adviser (Trainee) (10 Oct 2002 to 18 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Continental Insurance & Mortgage Consultants (no longer appointed)
FRN 222947 · Appointed 18 Feb 2003 · Until 3 Jun 2004
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Premier International Properties Ltd (no longer appointed)
FRN 222919 · Appointed 17 Feb 2003 · Until 3 Jun 2004
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Chartes-Reid & Associates Ltd (no longer appointed)
FRN 222768 · Appointed 11 Feb 2003 · Until 3 Jun 2004
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Higham Financial Services Ltd (no longer appointed)
FRN 222678 · Appointed 7 Feb 2003 · Until 3 Jun 2004
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The Mortgage & Investment Partnership (no longer appointed)
FRN 222299 · Appointed 27 Jan 2003 · Until 3 Jun 2004
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Rushbrooke Independent Mortgage Services (no longer appointed)
FRN 222269 · Appointed 22 Jan 2003 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (54)[FCA CF] Material risk taker
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controlled function added: (53)[FCA CF] Material risk taker
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controlled function added: (52)[FCA CF] Material risk taker
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controlled function added: (51)[FCA CF] Significant management
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controlled function added: (50)[FCA CF] Material risk taker
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controlled function added: (49)[FCA CF] Significant management
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controlled function added: (48)[FCA CF] Significant management
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controlled function added: (47)[FCA CF] Material risk taker
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controlled function added: (46)[FCA CF] Functions requiring qualifications
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controlled function added: (45)4. Giving personal recommendations on retail investment products which are not broker funds