ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Kevin John Duckworth
IRN KJD00003
- (783)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kevin John Weekes
IRN KJW00022
- (615)CF21 Investment Adviser (1 Dec 2001 to 15 Oct 2002)
Kevin Keillor
IRN KXK00004
- (1640)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kevin Martin Kirby
IRN KMK00002
- (1137)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kevin Maurice Kingswood
IRN KMK00001
- (1410)CF21 Investment Adviser (1 Dec 2001 to 22 Oct 2002)
Kevin Michael Ennis
IRN KME00001
- (1612)CF22 Investment Adviser (Trainee) (14 Dec 2001 to 7 Apr 2003)
Kevin Nicholas Barrass
IRN KNB00002
- (392)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kevin Paul Giddings
IRN KXG00040
- (1506)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kevin Raymond Spear
IRN KXS00061
- (1283)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kevin Watling
IRN KXW00039
- (1463)CF21 Investment Adviser (5 Jun 2003 to 8 Jun 2003)
- (1462)CF22 Investment Adviser (Trainee) (6 Dec 2002 to 5 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

The Barry Post Consultancy (no longer appointed)
FRN 192492 · Appointed 16 Feb 2000 · Until 3 Jun 2004
Joseph Michael Associates (no longer appointed)
FRN 192429 · Appointed 16 Feb 2000 · Until 7 Jul 2004
Richard Evans (no longer appointed)
FRN 194105 · Appointed 16 Feb 2000 · Until 3 Jun 2004
AJ Corporate Services (no longer appointed)
FRN 192332 · Appointed 14 Feb 2000 · Until 3 Jun 2004
Cassey Miller James Ltd (no longer appointed)
FRN 201730 · Appointed 14 Feb 2000 · Until 3 Jun 2004
Lesley James & Co (no longer appointed)
FRN 192440 · Appointed 14 Feb 2000 · Until 3 Jun 2004
JC Burnett & Associates (no longer appointed)
FRN 201735 · Appointed 14 Feb 2000 · Until 3 Jun 2004
Martin Cook (no longer appointed)
FRN 193947 · Appointed 14 Feb 2000 · Until 3 Jun 2004
1+1 (Accountancy Services) Limited (no longer appointed)
FRN 192324 · Appointed 9 Feb 2000 · Until 18 Feb 2004
Financial Union (no longer appointed)
FRN 201765 · Appointed 8 Feb 2000 · Until 9 Sep 2003

Updates to this firm's record on the FCA register.

10 hours ago
controlled function added: (54)[FCA CF] Material risk taker
10 hours ago
controlled function added: (53)[FCA CF] Material risk taker
10 hours ago
controlled function added: (52)[FCA CF] Material risk taker
10 hours ago
controlled function added: (51)[FCA CF] Significant management
10 hours ago
controlled function added: (50)[FCA CF] Material risk taker
10 hours ago
controlled function added: (49)[FCA CF] Significant management
10 hours ago
controlled function added: (48)[FCA CF] Significant management
10 hours ago
controlled function added: (47)[FCA CF] Material risk taker
10 hours ago
controlled function added: (46)[FCA CF] Functions requiring qualifications
10 hours ago
controlled function added: (45)4. Giving personal recommendations on retail investment products which are not broker funds

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.