Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Mar 2026)
- [FCA CF] Client dealing (9 Dec 2019 to 29 Jan 2021)
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- CF30 Customer (17 Jul 2009 to 12 May 2011)
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- (9)Employed By (17 Jul 2009 to 12 May 2011)
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- CF21 Investment Adviser (5 Jun 2003 to 8 Jun 2003)
- CF22 Investment Adviser (Trainee) (6 Dec 2002 to 5 Jun 2003)
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- CF21 Investment Adviser (5 Jun 2003 to 8 Jun 2003)
- CF22 Investment Adviser (Trainee) (6 Dec 2002 to 5 Jun 2003)
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- CF21 Investment Adviser (5 Jun 2003 to 20 Dec 2006)
- CF22 Investment Adviser (Trainee) (6 Dec 2002 to 5 Jun 2003)
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- Employed By (5 Aug 2002 to 29 Nov 2002)
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- (1)Employed By (5 Nov 1998 to 5 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.