ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
-
Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Retail Investment Funds
-
Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Kenneth Duncan Foreman
IRN KDF00001
- (787)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
-
Kenneth Durie Milne
IRN KDM00001
- (239)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
-
Kenneth Gordon McLeod
IRN KGM00001
- (784)CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2002)
-
Kenneth James Douglas
IRN KJD00008
- (782)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
-
Kenneth James Smith
IRN KJS00003
- (60)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
-
Kenneth Mark Baker
IRN KMB00013
- (1203)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
-
Kenneth Platt
IRN KFP00003
- (1246)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
-
Kenneth Richard Edgeworth Rhatigan
IRN KRR00001
- (259)CF22 Investment Adviser (Trainee) (31 Mar 2003 to 3 Jun 2003)
-
Kenneth Thomas Room
IRN KTR00004
- (1049)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Apr 2002)
-
Keri Davies
IRN KWD00004
- (1672)CF22 Investment Adviser (Trainee) (5 Mar 2003 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Abacus Credit Insurance (Stephen Oliver) (no longer appointed)
FRN 194119 · Appointed 6 Mar 2000 · Until 3 Jun 2004
-
South Yorkshire Accountancy Services (Alistair Hoblin) (no longer appointed)
FRN 192339 · Appointed 6 Mar 2000 · Until 3 Jun 2004
-
Mortgage Consultant (Ashley C Render) (no longer appointed)
FRN 193695 · Appointed 6 Mar 2000 · Until 11 Jul 2002
-
McArthur-White Wealth Management (no longer appointed)
FRN 193985 · Appointed 6 Mar 2000 · Until 3 Jun 2004
-
Castle Mile Properties Limited (no longer appointed)
FRN 201731 · Appointed 21 Feb 2000 · Until 3 Jun 2004
-
Christopher Mabbott Mortgages (no longer appointed)
FRN 192435 · Appointed 18 Feb 2000 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
-
controlled function added: (54)[FCA CF] Material risk taker
-
controlled function added: (53)[FCA CF] Material risk taker
-
controlled function added: (52)[FCA CF] Material risk taker
-
controlled function added: (51)[FCA CF] Significant management
-
controlled function added: (50)[FCA CF] Material risk taker
-
controlled function added: (49)[FCA CF] Significant management
-
controlled function added: (48)[FCA CF] Significant management
-
controlled function added: (47)[FCA CF] Material risk taker
-
controlled function added: (46)[FCA CF] Functions requiring qualifications
-
controlled function added: (45)4. Giving personal recommendations on retail investment products which are not broker funds