ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Marcel Alexander Wilson
IRN MAW00034
- (1736)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Margaret Elizabeth Ralph
IRN MER00002
- (1340)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Maria Christina Kyritsis
IRN MCK00007
- (1787)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Maria Elizabeth Goodwin
IRN MEG00004
- (840)CF21 Investment Adviser (1 Dec 2001 to 24 Dec 2002)
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Marie Alexandra Meagher
IRN MAM00066
- (1816)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Mario La Torre
IRN MXL00006
- (1750)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Mario Picciau
IRN MXP01514
- (1636)CF22 Investment Adviser (Trainee) (27 May 2003 to 3 Jun 2003)
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Marjory Jean Glen
IRN MJG00007
- (387)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Mark Adrian Ainsworth
IRN MXA00091
- (1304)CF21 Investment Adviser (18 Nov 2002 to 3 Jun 2003)
- (1303)CF22 Investment Adviser (Trainee) (20 Jun 2002 to 18 Nov 2002)
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Mark Alexander Weller
IRN MXW00108
- (325)CF22 Investment Adviser (Trainee) (9 Jun 2003 to 9 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Hammersley & Hancock Mortgage Services (no longer appointed)
FRN 194170 · Appointed 12 Oct 2000 · Until 3 Jun 2004
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Anthony Swanston Consultants Ltd (no longer appointed)
FRN 193092 · Appointed 25 Sep 2000 · Until 3 Jun 2004
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E.C.A.N: Edinburgh Chartered Architects Network (no longer appointed)
FRN 193093 · Appointed 25 Sep 2000 · Until 3 Jun 2004
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Okehampton Financial Management (no longer appointed)
FRN 194092 · Appointed 13 Sep 2000 · Until 3 Jun 2004
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R W Duthie & Associates (no longer appointed)
FRN 193611 · Appointed 31 Aug 2000 · Until 10 Apr 2003
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Professional Independent Mortgage Services (no longer appointed)
FRN 194097 · Appointed 22 Aug 2000 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (54)[FCA CF] Material risk taker
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controlled function added: (53)[FCA CF] Material risk taker
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controlled function added: (52)[FCA CF] Material risk taker
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controlled function added: (51)[FCA CF] Significant management
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controlled function added: (50)[FCA CF] Material risk taker
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controlled function added: (49)[FCA CF] Significant management
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controlled function added: (48)[FCA CF] Significant management
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controlled function added: (47)[FCA CF] Material risk taker
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controlled function added: (46)[FCA CF] Functions requiring qualifications
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controlled function added: (45)4. Giving personal recommendations on retail investment products which are not broker funds