Mark Adrian Ainsworth

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clayton Holmes Naisbitt Financial Consultancy LLP

    FRN 485351

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 16 Jan 2025)
    • [FCA CF] Functions requiring qualifications (since 16 Jan 2025)
  • Mark Ainsworth (no longer approved here)

    FRN 415380

    • (1)Employed By (23 Nov 2004 to 23 Jan 2007)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (18 Nov 2002 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (20 Jun 2002 to 18 Nov 2002)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (18 Nov 2002 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (20 Jun 2002 to 18 Nov 2002)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (18 Nov 2002 to 23 Jan 2007)
    • CF22 Investment Adviser (Trainee) (20 Jun 2002 to 18 Nov 2002)
  • Mark Ainsworth (no longer approved here)

    FRN 213017

    • (1)Employed By (1 Dec 2001 to 29 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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