Marie Alexandra Meagher

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Dharmea Financial Planning Ltd

    FRN 837552

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 5 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 5 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Aug 2019)
    • Responsibility for MCD Intermediation (since 1 Aug 2019)
    • CF10 Compliance Oversight (1 Aug 2019 to 8 Dec 2019)
    • CF1 Director (1 Aug 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Aug 2019 to 8 Dec 2019)
    • CF30 Customer (1 Aug 2019 to 8 Dec 2019)
  • ELM TREE FINANCIAL SERVICES LTD (no longer approved here)

    FRN 511619

    • CF30 Customer (12 Jun 2013 to 8 Dec 2019)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (1 Dec 2001 to 20 Jan 2005)
  • Diane Nice (no longer approved here)

    FRN 401695

    • (2)Employed By (1 Dec 2001 to 8 Dec 2019)

Recent activity

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