ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Neil Christopher Pritchard
IRN NCP00001
- (1409)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Neil Colin Foreman
IRN NCF00002
- (1566)CF22 Investment Adviser (Trainee) (8 May 2003 to 3 Jun 2003)
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Neil Douglas Penketh
IRN NDP00014
- (895)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Neil Duncan Drummond
IRN NDD00001
- (173)CF21 Investment Adviser (1 Dec 2001 to 16 Feb 2002)
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Neil Grahame Mathew Hall
IRN GMH00002
- (620)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Neil Haydon Francis
IRN NHF00003
- (2156)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Neil James Webb
IRN NJW00063
- (471)CF21 Investment Adviser (16 Dec 2002 to 3 Jun 2003)
- (470)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 16 Dec 2002)
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Neil Johnson
IRN DNJ00004
- (1598)CF21 Investment Adviser (1 Dec 2001 to 30 Jul 2002)
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Neil Killoh
IRN NXK00014
- (570)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Neil Lawrence Fletcher
IRN NLF00002
- (1896)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Reid & Co Trust & Estate Planning (no longer appointed)
FRN 225353 · Appointed 3 Jun 2003 · Until 3 Jun 2004
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Primrose Associates Limited (no longer appointed)
FRN 225355 · Appointed 3 Jun 2003 · Until 24 Nov 2004
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Complete Mortgage Centre Ltd (no longer appointed)
FRN 225354 · Appointed 3 Jun 2003 · Until 3 Jun 2004
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Nicholas Slater & Co Ltd (no longer appointed)
FRN 224995 · Appointed 14 May 2003 · Until 3 Jun 2004
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The Bespoke Mortgage Company (no longer appointed)
FRN 224996 · Appointed 14 May 2003 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (64)[FCA CF] Significant management
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controlled function added: (63)[FCA CF] Material risk taker
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controlled function added: (62)[FCA CF] Significant management
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controlled function added: (61)[FCA CF] Material risk taker
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controlled function added: (60)[FCA CF] Significant management
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controlled function added: (59)[FCA CF] Material risk taker
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controlled function added: (58)Director of firm who is not a certification employee or a SMF manager
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controlled function added: (57)[FCA CF] Manager of certification employee
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controlled function added: (56)[FCA CF] Significant management
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controlled function added: (55)[FCA CF] Material risk taker