ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Mark Ian Jennings
IRN MIJ00004
- (1138)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Mark Jeremy Coldrey
IRN MJC00095
- (651)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Mark Joseph Lund
IRN MJL01212
- (1693)CF3 Chief Executive (20 Aug 2003 to 5 Jan 2007)
- (1694)CF1 Director (20 Aug 2003 to 5 Jan 2007)
- (1692)CF8 Apportionment and Oversight (20 Aug 2003 to 5 Jan 2007)
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Mark Kenway Lambert
IRN MXL43300
- (1456)[FCA CF] Significant management (9 Dec 2019 to 23 Nov 2020)
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Mark Kevin Leather
IRN MKL01024
- (2200)[FCA CF] Material risk taker (22 Jan 2024 to 1 Nov 2024)
- (2201)[FCA CF] Significant management (27 Jan 2022 to 18 Mar 2025)
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Mark Leigh Scorer
IRN MLS00002
- (229)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Mark Michael Daly
IRN MMD01021
- (1907)CF21 Investment Adviser (17 May 2002 to 22 Jul 2002)
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Mark Owen
IRN MXO00003
- (1505)CF21 Investment Adviser (23 Sep 2002 to 3 Jun 2003)
- (1504)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 23 Sep 2002)
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Mark Patrick Vernon
IRN MPV00002
- (1834)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Mark Redpath
IRN MXR00007
- (2133)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Chris Wilkinson Mortgage Services (no longer appointed)
FRN 195781 · Appointed 14 May 2001 · Until 3 Jun 2004
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Business Wise Financial Services (no longer appointed)
FRN 195984 · Appointed 14 May 2001 · Until 3 Jun 2004
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David Johnson Mortgage & General Services (no longer appointed)
FRN 195985 · Appointed 11 May 2001 · Until 3 Jun 2004
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Hon Patrick Orde-Powelett (no longer appointed)
FRN 195696 · Appointed 9 May 2001 · Until 3 Jun 2004
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Doncaster Financial Advice Centre Ltd (no longer appointed)
FRN 195678 · Appointed 2 May 2001 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (64)[FCA CF] Significant management
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controlled function added: (63)[FCA CF] Material risk taker
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controlled function added: (62)[FCA CF] Significant management
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controlled function added: (61)[FCA CF] Material risk taker
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controlled function added: (60)[FCA CF] Significant management
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controlled function added: (59)[FCA CF] Material risk taker
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controlled function added: (58)Director of firm who is not a certification employee or a SMF manager
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controlled function added: (57)[FCA CF] Manager of certification employee
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controlled function added: (56)[FCA CF] Significant management
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controlled function added: (55)[FCA CF] Material risk taker