ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Neil Christopher Pritchard
IRN NCP00001
- (1409)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Neil Colin Foreman
IRN NCF00002
- (1566)CF22 Investment Adviser (Trainee) (8 May 2003 to 3 Jun 2003)
Neil Douglas Penketh
IRN NDP00014
- (895)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Neil Duncan Drummond
IRN NDD00001
- (173)CF21 Investment Adviser (1 Dec 2001 to 16 Feb 2002)
Neil Grahame Mathew Hall
IRN GMH00002
- (620)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Neil Haydon Francis
IRN NHF00003
- (2156)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Neil James Webb
IRN NJW00063
- (471)CF21 Investment Adviser (16 Dec 2002 to 3 Jun 2003)
- (470)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 16 Dec 2002)
Neil Johnson
IRN DNJ00004
- (1598)CF21 Investment Adviser (1 Dec 2001 to 30 Jul 2002)
Neil Killoh
IRN NXK00014
- (570)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Neil Lawrence Fletcher
IRN NLF00002
- (1896)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Kingsgate Financial Management (no longer appointed)
FRN 216603 · Appointed 16 Jul 2002 · Until 3 Jun 2004
Heritage Wills (no longer appointed)
FRN 216614 · Appointed 16 Jul 2002 · Until 3 Jun 2004
D & V Associates (no longer appointed)
FRN 214501 · Appointed 8 Jul 2002 · Until 3 Jun 2004
PFB Consulting (no longer appointed)
FRN 214500 · Appointed 8 Jul 2002 · Until 3 Jun 2004
Pinkwell Property Search Ltd (no longer appointed)
FRN 214499 · Appointed 8 Jul 2002 · Until 3 Jun 2004
Ian Fraser (no longer appointed)
FRN 213191 · Appointed 20 Jun 2002 · Until 3 Jun 2004
D J Neilan Estate Agents (no longer appointed)
FRN 213157 · Appointed 20 Jun 2002 · Until 3 Jun 2004
Omni Executive Group Ltd (no longer appointed)
FRN 213158 · Appointed 20 Jun 2002 · Until 3 Jun 2004
IMS Wealth Management (no longer appointed)
FRN 211358 · Appointed 24 Apr 2002 · Until 3 Jun 2004
Paul McCaughey (no longer appointed)
FRN 211118 · Appointed 16 Apr 2002 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

15 hours ago
controlled function added: (74)SMF24 Chief Operations
15 hours ago
controlled function added: (73)SMF18 Other Overall Responsibility
15 hours ago
controlled function added: (72)[FCA CF] Manager of certification employee
15 hours ago
controlled function added: (71)[FCA CF] Material risk taker
15 hours ago
controlled function added: (70)SMF7 Group Entity Senior Manager
15 hours ago
controlled function added: (69)SMF5 Head of Internal Audit
15 hours ago
controlled function added: (68)SMF18 Other Overall Responsibility
15 hours ago
controlled function added: (67)SMF1 Chief Executive
15 hours ago
controlled function added: (66)SMF3 Executive Director
15 hours ago
controlled function added: (65)SMF18 Other Overall Responsibility

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.