ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Howard David Ellett
IRN HDE00001
- (1265)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Howard John Tallant
IRN HJT00001
- (1712)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Howard Keith Lee
IRN HKL00001
- (182)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Howard Leonard Morton
IRN HLM00007
- (971)CF21 Investment Adviser (1 Dec 2001 to 1 May 2003)
Howard Llewellyn
IRN HXL00002
- (240)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Hugh Baird Morton
IRN HXM01051
- (274)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Hugh John Cave Humfrey
IRN HJH01033
- (2076)CF22 Investment Adviser (Trainee) (25 Mar 2003 to 3 Jun 2003)
Hugh John Gladman
IRN HJG01015
- (410)CF10 Compliance Oversight (1 Dec 2001 to 5 Nov 2002)
- (411)CF1 Director (1 Dec 2001 to 31 Dec 2011)
Hugh Mark Raivid
IRN HMR00001
- (563)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Hugh Morton
IRN HXM00003
- (1187)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Charter Resources Limited (no longer appointed)
FRN 182574 · Appointed 11 Mar 1996 · Until 3 Jun 2004
Woolhouse Douglas Ltd (no longer appointed)
FRN 181934 · Appointed 1 Mar 1996 · Until 3 Jun 2004
JJ Dell & Co (no longer appointed)
FRN 200913 · Appointed 28 Feb 1996 · Until 3 Jun 2004
Mark Clayton Associates (no longer appointed)
FRN 192512 · Appointed 16 Feb 1996 · Until 3 Jun 2004
Shepherd & Wood Ltd (no longer appointed)
FRN 200900 · Appointed 23 Jan 1996 · Until 3 Jun 2004
Wellesley Investment Management Ltd (no longer appointed)
FRN 179347 · Appointed 3 Jan 1996 · Until 3 Jun 2004
Rutland Group Partnership (no longer appointed)
FRN 183728 · Appointed 2 Jan 1996 · Until 3 Jun 2004
Medical Finance Partners (no longer appointed)
FRN 181747 · Appointed 1 Jan 1996 · Until 3 Jun 2004
Miles Hartley (no longer appointed)
FRN 181690 · Appointed 1 Nov 1995 · Until 3 Jun 2004
Vincent Gillian (no longer appointed)
FRN 200851 · Appointed 1 Nov 1995 · Until 8 Jul 2002

Updates to this firm's record on the FCA register.

6 hours ago
controlled function added: (74)SMF24 Chief Operations
6 hours ago
controlled function added: (73)SMF18 Other Overall Responsibility
6 hours ago
controlled function added: (72)[FCA CF] Manager of certification employee
6 hours ago
controlled function added: (71)[FCA CF] Material risk taker
6 hours ago
controlled function added: (70)SMF7 Group Entity Senior Manager
6 hours ago
controlled function added: (69)SMF5 Head of Internal Audit
6 hours ago
controlled function added: (68)SMF18 Other Overall Responsibility
6 hours ago
controlled function added: (67)SMF1 Chief Executive
6 hours ago
controlled function added: (66)SMF3 Executive Director
6 hours ago
controlled function added: (65)SMF18 Other Overall Responsibility

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.