ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Ian Christopher Hughes-Jones
IRN ICH00001
- (2199)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ian Cockbain
IRN IXC00037
- (1341)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ian Donald MacKenzie
IRN IDM01091
- (99)SMF24 Chief Operations (since 9 Dec 2019)
- (2177)CF29 Significant management (30 Mar 2016 to 8 Dec 2019)
Ian Donald Pringle
IRN IDP00001
- (663)CF21 Investment Adviser (1 Dec 2001 to 22 Jul 2002)
Ian Douglas Lindsay Jamieson
IRN IDJ00006
- (1585)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ian Gibson
IRN IXG00006
- (1237)CF21 Investment Adviser (9 Jun 2003 to 9 Jun 2003)
- (1236)CF22 Investment Adviser (Trainee) (26 Nov 2002 to 9 Jun 2003)
Ian Gordon Law-Smith
IRN IGL00005
- (241)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ian Howarth
IRN IXH00019
- (2011)CF22 Investment Adviser (Trainee) (23 May 2003 to 3 Jun 2003)
Ian James Squires
IRN IJS00012
- (501)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ian Kidd
IRN IXK00002
- (356)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Kenneth Horne (no longer appointed)
FRN 180428 · Appointed 27 Jun 1996 · Until 3 Jun 2004
The Self Assessment Co Limited (no longer appointed)
FRN 181615 · Appointed 19 Jun 1996 · Until 3 Jun 2004
Jim Kerr Financial Services (no longer appointed)
FRN 200948 · Appointed 17 Jun 1996 · Until 3 Jun 2004
Adam Harborow (no longer appointed)
FRN 179680 · Appointed 28 May 1996 · Until 3 Jun 2004
Lion Associates (Financial Planning) Ltd (no longer appointed)
FRN 179666 · Appointed 2 May 1996 · Until 20 Apr 2005
Stephen Rowe (no longer appointed)
FRN 192819 · Appointed 1 May 1996 · Until 3 Jun 2004
Cougar Management Services Ltd (no longer appointed)
FRN 200991 · Appointed 30 Apr 1996 · Until 3 Jun 2004
Wissenbach Plc (no longer appointed)
FRN 200994 · Appointed 24 Apr 1996 · Until 3 Jun 2004
James Sugrue (no longer appointed)
FRN 200921 · Appointed 9 Apr 1996 · Until 3 Jun 2004
The Ridgeway Will Company Ltd (no longer appointed)
FRN 180648 · Appointed 3 Apr 1996 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

7 hours ago
controlled function added: (74)SMF24 Chief Operations
7 hours ago
controlled function added: (73)SMF18 Other Overall Responsibility
7 hours ago
controlled function added: (72)[FCA CF] Manager of certification employee
7 hours ago
controlled function added: (71)[FCA CF] Material risk taker
7 hours ago
controlled function added: (70)SMF7 Group Entity Senior Manager
7 hours ago
controlled function added: (69)SMF5 Head of Internal Audit
7 hours ago
controlled function added: (68)SMF18 Other Overall Responsibility
7 hours ago
controlled function added: (67)SMF1 Chief Executive
7 hours ago
controlled function added: (66)SMF3 Executive Director
7 hours ago
controlled function added: (65)SMF18 Other Overall Responsibility

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.