ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Jane Anne Finnerty
IRN JAF01105
- (1159)CF21 Investment Adviser (18 Jun 2003 to 18 Jun 2003)
- (1158)CF22 Investment Adviser (Trainee) (13 Dec 2002 to 18 Jun 2003)
Jane Ballantyne
IRN JXB00200
- (2127)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jane Elizabeth Bownas
IRN JEB00006
- (1846)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jane Rachel Patricia McTigue
IRN JRM01089
- (2140)CF10 Compliance Oversight (16 Aug 2004 to 31 Mar 2012)
Janine Edwards
IRN JXC00188
- (2030)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jared Whitehouse
IRN JXW01952
- (1539)[FCA CF] Material risk taker (1 Jan 2022 to 31 Oct 2025)
- (1541)[FCA CF] Significant management (10 Jun 2020 to 31 Oct 2025)
- (1540)[FCA CF] Manager of certification employee (10 Jun 2020 to 31 Oct 2025)
- (1535)SMF5 Head of Internal Audit (9 Dec 2019 to 16 Sep 2020)
- (1536)CF28 Systems and controls (1 Jan 2018 to 8 Dec 2019)
- (1537)CF11 Money Laundering Reporting (19 Aug 2008 to 31 Mar 2012)
- (1538)CF10 Compliance Oversight (11 Feb 2008 to 21 Aug 2015)
Jason Benjamin Bleanch
IRN JBB00009
- (2036)CF21 Investment Adviser (1 Dec 2001 to 18 Dec 2002)
Jason Hale
IRN JXH00135
- (1706)CF21 Investment Adviser (30 Jan 2003 to 3 Jun 2003)
- (1705)CF22 Investment Adviser (Trainee) (4 Apr 2002 to 30 Jan 2003)
Jason Keith Wheelhouse
IRN JKW00007
- (157)CF21 Investment Adviser (1 Dec 2001 to 18 Feb 2002)
Jason Mark Manley
IRN JMM00007
- (1067)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

DWM Marketing (no longer appointed)
FRN 185027 · Appointed 1 Aug 1997 · Until 3 Jun 2004
Clive Walker (no longer appointed)
FRN 185102 · Appointed 28 Jul 1997 · Until 3 Jun 2004
Nabarro Advertising & Management Ltd (no longer appointed)
FRN 193969 · Appointed 25 Jul 1997 · Until 3 Jun 2004
Advance Business Service (no longer appointed)
FRN 201032 · Appointed 25 Jul 1997 · Until 3 Jun 2004
Simon Elton Estates Limited (no longer appointed)
FRN 201047 · Appointed 11 Jul 1997 · Until 3 Jun 2004
Money Wise Centre (no longer appointed)
FRN 186210 · Appointed 7 Jul 1997 · Until 3 Jun 2004
Campbell de Berniere Ltd (no longer appointed)
FRN 185830 · Appointed 1 Jul 1997 · Until 3 Jun 2004
Minster Facilities & Mortgage Management (no longer appointed)
FRN 184379 · Appointed 6 Jun 1997 · Until 3 Jun 2004
Millennium Properties (no longer appointed)
FRN 201063 · Appointed 1 Jun 1997 · Until 3 Jun 2004
Du Lion (no longer appointed)
FRN 185134 · Appointed 1 Jun 1997 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

11 hours ago
controlled function added: (74)SMF24 Chief Operations
11 hours ago
controlled function added: (73)SMF18 Other Overall Responsibility
11 hours ago
controlled function added: (72)[FCA CF] Manager of certification employee
11 hours ago
controlled function added: (71)[FCA CF] Material risk taker
11 hours ago
controlled function added: (70)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (69)SMF5 Head of Internal Audit
11 hours ago
controlled function added: (68)SMF18 Other Overall Responsibility
11 hours ago
controlled function added: (67)SMF1 Chief Executive
11 hours ago
controlled function added: (66)SMF3 Executive Director
11 hours ago
controlled function added: (65)SMF18 Other Overall Responsibility

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.