ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Sener Ali Suavi
IRN SXS00004
- (1617)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Sharon Anne Moncur
IRN SAM00074
- (724)CF21 Investment Adviser (1 Dec 2001 to 9 May 2003)
Sharon Rowe
IRN SXR10698
- (82)[FCA CF] Manager of certification employee (since 1 Sep 2025)
- (81)[FCA CF] Material risk taker (since 9 Dec 2019)
- (83)[FCA CF] CASS oversight function (since 9 Dec 2019)
- (1911)[FCA CF] Significant management (8 Jul 2024 to 2 Jun 2025)
- (1910)CF10a CASS Oversight function (20 Feb 2019 to 8 Dec 2019)
Shaun Edward Mellor
IRN SEM00006
- (756)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Shaun James William Scrimger
IRN SJS00072
- (1738)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Shaun Leslie Smith
IRN SLS00018
- (899)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Shaun Michael Williams
IRN SMW00020
- (1120)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Shaun Patrick
IRN SXP00002
- (35)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Sheila Anne Nicoll
IRN SAN01061
- (95)SMF9 Chair of the Governing Body (since 14 Dec 2023)
Sheila Elizabeth Hope St Maur
IRN LXS00014
- (104)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- (103)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Sep 2002)

Smaller firms operating under this firm's FCA authorisation.

David Raybould (no longer appointed)
FRN 221942 · Appointed 13 Jan 2003 · Until 3 Jun 2004
Halton Kelly Independent Property Sevices (no longer appointed)
FRN 221624 · Appointed 2 Jan 2003 · Until 3 Jun 2004
Capital Homes (no longer appointed)
FRN 221518 · Appointed 20 Dec 2002 · Until 3 Jun 2004
Selective Consulting Ltd (no longer appointed)
FRN 220983 · Appointed 30 Nov 2002 · Until 3 Jun 2004
Northern Mortgages Ltd (no longer appointed)
FRN 220982 · Appointed 30 Nov 2002 · Until 3 Jun 2004
MD Wealth Management (no longer appointed)
FRN 220981 · Appointed 30 Nov 2002 · Until 3 Jun 2004
Malcolm Gates Financial Services (no longer appointed)
FRN 220643 · Appointed 14 Nov 2002 · Until 3 Jun 2004
Dinford Alexandra Ltd (no longer appointed)
FRN 219999 · Appointed 24 Oct 2002 · Until 3 Jun 2004
Residential/Investment Mortgage Services Ltd (no longer appointed)
FRN 219285 · Appointed 26 Sep 2002 · Until 3 Jun 2004
HR Estate Planning Services (no longer appointed)
FRN 219286 · Appointed 26 Sep 2002 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

3 days ago
controlled function added: (74)SMF24 Chief Operations
3 days ago
controlled function added: (73)SMF18 Other Overall Responsibility
3 days ago
controlled function added: (72)[FCA CF] Manager of certification employee
3 days ago
controlled function added: (71)[FCA CF] Material risk taker
3 days ago
controlled function added: (70)SMF7 Group Entity Senior Manager
3 days ago
controlled function added: (69)SMF5 Head of Internal Audit
3 days ago
controlled function added: (68)SMF18 Other Overall Responsibility
3 days ago
controlled function added: (67)SMF1 Chief Executive
3 days ago
controlled function added: (66)SMF3 Executive Director
3 days ago
controlled function added: (65)SMF18 Other Overall Responsibility

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.