Sener Ali Suavi

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Coffey Brooks Financial Services Ltd

    FRN 300657

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 26 Jul 2023)
    • [FCA CF] Client dealing (since 26 Jul 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 1 May 2018)
    • CF1 Director (AR) (31 Oct 2004 to 1 May 2018)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 19 Dec 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Total Financial Planning Ltd (no longer approved here)

    FRN 409411

    • Employed By (16 Oct 2004 to 1 May 2018)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Sener Suavi (no longer approved here)

    FRN 401779

    • (3)Employed By (1 Dec 2001 to 1 May 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.