Sharon Rowe

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ST. JAMES'S PLACE UK PLC

    FRN 150026

    • SMF18 Other Overall Responsibility (since 14 Oct 2025)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

    FRN 122472

    • [FCA CF] Manager of certification employee (since 1 Sep 2025)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • [FCA CF] Significant management (8 Jul 2024 to 2 Jun 2025)
    • CF10a CASS Oversight function (20 Feb 2019 to 8 Dec 2019)
  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED

    FRN 155241

    • SMF3 Executive Director (since 7 Nov 2024)
  • ST. JAMES'S PLACE INVESTMENT ADMINISTRATION LIMITED

    FRN 622916

    • SMF18 Other Overall Responsibility (since 6 Sep 2024)
    • [FCA CF] Significant management (8 Jul 2024 to 6 Sep 2024)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 6 Sep 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 6 Sep 2024)
    • CF10a CASS Oversight function (20 Feb 2019 to 8 Dec 2019)

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Updates to this individual's record on the FCA register.

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