Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Terry Hurst
IRN TXH01100
- (396)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Terry Knight
IRN TXK00002
- (81)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Theresa Anne Cherrey
IRN TAC00012
- (132)CF22 Investment Adviser (Trainee) (20 Jun 2003 to 1 Jul 2003)
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Thomas Alan Mitchell
IRN TAM00012
- (188)CF21 Investment Adviser (1 Dec 2001 to 23 Sep 2002)
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Thomas Alan Roberts
IRN TAR00003
- (1059)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Thomas Anthony Lohan
IRN TAL00003
- (986)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Thomas Attwood
IRN TXA01099
- (1034)CF10 Compliance Oversight (1 Nov 2002 to 8 Mar 2006)
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Thomas Chatterton Beal
IRN TXB15971
- (1588)SMF1 Chief Executive (22 Mar 2023 to 18 Apr 2026)
- (1589)[FCA CF] Material risk taker (1 Dec 2020 to 2 Jun 2021)
- (1591)[FCA CF] Significant management (9 Dec 2019 to 2 Jun 2021)
- (1587)SMF3 Executive Director (9 Dec 2019 to 19 Feb 2024)
- (1590)CF1 Director (22 Aug 2019 to 8 Dec 2019)
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Thomas Dalton
IRN TJD00003
- (1390)CF21 Investment Adviser (29 May 2003 to 3 Jun 2003)
- (1389)CF22 Investment Adviser (Trainee) (10 Jan 2003 to 29 May 2003)
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Thomas Eric Parry
IRN TEP00001
- (706)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Trafalgar Square Financial Planning Consultants (no longer appointed)
FRN 223710 · Appointed 18 Mar 2003 · Until 3 Jun 2004
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Advanced Financial Management (no longer appointed)
FRN 223709 · Appointed 18 Mar 2003 · Until 3 Jun 2004
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Stepping Stones Estate Agents Ltd (no longer appointed)
FRN 223357 · Appointed 6 Mar 2003 · Until 3 Jun 2004
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Authorised Financial Advisers (no longer appointed)
FRN 222956 · Appointed 19 Feb 2003 · Until 15 May 2003
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (74)SMF24 Chief Operations
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controlled function added: (73)SMF18 Other Overall Responsibility
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controlled function added: (72)[FCA CF] Manager of certification employee
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controlled function added: (71)[FCA CF] Material risk taker
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controlled function added: (70)SMF7 Group Entity Senior Manager
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controlled function added: (69)SMF5 Head of Internal Audit
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controlled function added: (68)SMF18 Other Overall Responsibility
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controlled function added: (67)SMF1 Chief Executive
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controlled function added: (66)SMF3 Executive Director
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controlled function added: (65)SMF18 Other Overall Responsibility