Thomas Dalton

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Eadon & Co Ltd

    FRN 816029

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 21 Sep 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 7 May 2008)
    • CF7 Sole Trader (AR) (29 May 2003 to 31 Jan 2007)
    • CF21 Investment Adviser (29 May 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Jan 2003 to 29 May 2003)
  • ODDIE DALTON & COMPANY LIMITED (no longer approved here)

    FRN 306267

    • Responsible for Insurance Mediation (14 Jan 2005 to 1 May 2009)
    • CF1 Director (14 Jan 2005 to 1 May 2009)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (29 May 2003 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (10 Jan 2003 to 29 May 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (29 May 2003 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (10 Jan 2003 to 29 May 2003)
  • Campbell Cain Wealth Management Ltd (no longer approved here)

    FRN 401791

    • Employed By (29 May 2003 to 7 May 2008)

Recent activity

Updates to this individual's record on the FCA register.

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