Thomas Chatterton Beal

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

    FRN 122472

    • SMF3 Executive Director (since 30 Dec 2025)
    • SMF1 Chief Executive (since 22 Mar 2023)
    • [FCA CF] Material risk taker (1 Dec 2020 to 2 Jun 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 2 Jun 2021)
    • SMF3 Executive Director (9 Dec 2019 to 19 Feb 2024)
    • CF1 Director (22 Aug 2019 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc

    FRN 195351

    • [FCA CF] Significant management (since 1 Jun 2024)
    • [FCA CF] Manager of certification employee (since 19 Feb 2024)
    • SMF7 Group Entity Senior Manager (22 Mar 2023 to 19 Feb 2024)
    • [FCA CF] Manager of certification employee (1 Jan 2021 to 22 Mar 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 22 Mar 2023)
  • ST. JAMES'S PLACE INVESTMENT ADMINISTRATION LIMITED

    FRN 622916

    • [FCA CF] Significant management (since 1 Jun 2024)
    • [FCA CF] Material risk taker (since 19 Feb 2024)
    • [FCA CF] Manager of certification employee (since 19 Feb 2024)
    • SMF7 Group Entity Senior Manager (22 Mar 2023 to 19 Feb 2024)
    • [FCA CF] Material risk taker (1 Jan 2022 to 22 Mar 2023)
    • [FCA CF] Manager of certification employee (1 Jan 2021 to 22 Mar 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 22 Mar 2023)
  • ST. JAMES'S PLACE UK PLC

    FRN 150026

    • [FCA CF] Significant management (since 3 Apr 2024)
    • [FCA CF] Material risk taker (since 19 Feb 2024)
    • [FCA CF] Manager of certification employee (since 19 Feb 2024)
    • SMF7 Group Entity Senior Manager (6 Apr 2023 to 19 Feb 2024)
    • [FCA CF] Manager of certification employee (1 Jan 2021 to 6 Apr 2023)
    • [PRA CF] Key function holder (22 Jan 2020 to 6 Apr 2023)
    • [FCA CF] Material risk taker (22 Jan 2020 to 6 Apr 2023)
    • [FCA CF] Significant management (10 Dec 2018 to 6 Apr 2023)
  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • SMF3 Executive Director (13 Oct 2022 to 8 Sep 2025)
  • St. James's Place Partnership Services Limited (no longer approved here)

    FRN 719983

    • [FCA CF] Significant management (7 Sep 2022 to 9 Jan 2024)

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