ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Neil Christopher Pritchard
IRN NCP00001
- (1409)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Neil Colin Foreman
IRN NCF00002
- (1566)CF22 Investment Adviser (Trainee) (8 May 2003 to 3 Jun 2003)
Neil Douglas Penketh
IRN NDP00014
- (895)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Neil Duncan Drummond
IRN NDD00001
- (173)CF21 Investment Adviser (1 Dec 2001 to 16 Feb 2002)
Neil Grahame Mathew Hall
IRN GMH00002
- (620)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Neil Haydon Francis
IRN NHF00003
- (2156)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Neil James Webb
IRN NJW00063
- (471)CF21 Investment Adviser (16 Dec 2002 to 3 Jun 2003)
- (470)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 16 Dec 2002)
Neil Johnson
IRN DNJ00004
- (1598)CF21 Investment Adviser (1 Dec 2001 to 30 Jul 2002)
Neil Killoh
IRN NXK00014
- (570)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Neil Lawrence Fletcher
IRN NLF00002
- (1896)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Mortgage Line Services (no longer appointed)
FRN 224341 · Appointed 14 Apr 2003 · Until 3 Jun 2004
Alastair Clarke & Co (no longer appointed)
FRN 223798 · Appointed 25 Mar 2003 · Until 28 Apr 2004
E M Manuel Goldman (no longer appointed)
FRN 223739 · Appointed 20 Mar 2003 · Until 3 Jun 2004
Trafalgar Square Financial Planning Consultants (no longer appointed)
FRN 223710 · Appointed 18 Mar 2003 · Until 3 Jun 2004
Advanced Financial Management (no longer appointed)
FRN 223709 · Appointed 18 Mar 2003 · Until 3 Jun 2004
Stepping Stones Estate Agents Ltd (no longer appointed)
FRN 223357 · Appointed 6 Mar 2003 · Until 3 Jun 2004
ACA Asset Finance Ltd (no longer appointed)
FRN 223209 · Appointed 28 Feb 2003 · Until 3 Jun 2004
Chris Haley (no longer appointed)
FRN 223202 · Appointed 28 Feb 2003 · Until 3 Jun 2004
Chris Webb Consultancy (no longer appointed)
FRN 223208 · Appointed 28 Feb 2003 · Until 3 Jun 2004
Authorised Financial Advisers (no longer appointed)
FRN 222956 · Appointed 19 Feb 2003 · Until 15 May 2003

Updates to this firm's record on the FCA register.

11 hours ago
controlled function added: (74)SMF24 Chief Operations
11 hours ago
controlled function added: (73)SMF18 Other Overall Responsibility
11 hours ago
controlled function added: (72)[FCA CF] Manager of certification employee
11 hours ago
controlled function added: (71)[FCA CF] Material risk taker
11 hours ago
controlled function added: (70)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (69)SMF5 Head of Internal Audit
11 hours ago
controlled function added: (68)SMF18 Other Overall Responsibility
11 hours ago
controlled function added: (67)SMF1 Chief Executive
11 hours ago
controlled function added: (66)SMF3 Executive Director
11 hours ago
controlled function added: (65)SMF18 Other Overall Responsibility

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.