ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Nicholas John Page
IRN NXP00184
- (1468)[FCA CF] Significant management (17 Aug 2021 to 12 Sep 2022)
Nicholas John Pye
IRN NJP00002
- (54)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Nicholas Michael Maguire
IRN NXM00032
- (1370)CF21 Investment Adviser (1 Dec 2001 to 24 Oct 2002)
Nicholas Michael Salisbury
IRN NMS00002
- (559)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Nicholas Paul Hey
IRN NPH00001
- (1274)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Nicholas Taylor
IRN NXT00003
- (1836)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Nicholas Tobias Patrick Ingram
IRN NTI00001
- (989)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Nicholas Toby Martin
IRN NTM00002
- (1344)CF22 Investment Adviser (Trainee) (28 Apr 2003 to 3 Jun 2003)
Nicholas Trevor Hoare
IRN NTH00004
- (749)CF21 Investment Adviser (27 Jun 2003 to 27 Jun 2003)
- (748)CF22 Investment Adviser (Trainee) (5 Nov 2002 to 27 Jun 2003)
Nicholas William Illingsworth
IRN NWI00001
- (1621)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Protekta Ltd (no longer appointed)
FRN 194385 · Appointed 24 Nov 2000 · Until 3 Jun 2004
RA Foster (no longer appointed)
FRN 194205 · Appointed 22 Nov 2000 · Until 3 Jun 2004
Colin Ellis Estate Agents (no longer appointed)
FRN 201832 · Appointed 18 Nov 2000 · Until 3 Jun 2004
Campus House Consulting (no longer appointed)
FRN 194166 · Appointed 15 Nov 2000 · Until 3 Jun 2004
Premier Financial Management (no longer appointed)
FRN 194303 · Appointed 3 Nov 2000 · Until 3 Jun 2004
Michael Ranaido Financial Services (no longer appointed)
FRN 194204 · Appointed 3 Nov 2000 · Until 3 Jun 2004
Manor Hall Mortgages (no longer appointed)
FRN 201934 · Appointed 1 Nov 2000 · Until 3 Jun 2004
S.J.Fagan-Accountant (no longer appointed)
FRN 194168 · Appointed 31 Oct 2000 · Until 3 Jun 2004
James O'Brien (no longer appointed)
FRN 194167 · Appointed 30 Oct 2000 · Until 3 Jun 2004
Doe & Brierley Investment & Financial Services Ltd (no longer appointed)
FRN 194169 · Appointed 20 Oct 2000 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

1 day ago
controlled function added: (74)SMF24 Chief Operations
1 day ago
controlled function added: (73)SMF18 Other Overall Responsibility
1 day ago
controlled function added: (72)[FCA CF] Manager of certification employee
1 day ago
controlled function added: (71)[FCA CF] Material risk taker
1 day ago
controlled function added: (70)SMF7 Group Entity Senior Manager
1 day ago
controlled function added: (69)SMF5 Head of Internal Audit
1 day ago
controlled function added: (68)SMF18 Other Overall Responsibility
1 day ago
controlled function added: (67)SMF1 Chief Executive
1 day ago
controlled function added: (66)SMF3 Executive Director
1 day ago
controlled function added: (65)SMF18 Other Overall Responsibility

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.