Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 28 Apr 2017)
    • CF21 Investment Adviser (27 Jun 2003 to 31 Oct 2007)
    • CF4 Partner (AR) (27 Jun 2003 to 5 Sep 2017)
    • CF22 Investment Adviser (Trainee) (5 Nov 2002 to 27 Jun 2003)
  • City Group (no longer approved here)

    FRN 402154

    • Employed By (28 Sep 2004 to 5 Sep 2017)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (27 Jun 2003 to 27 Jun 2003)
    • CF22 Investment Adviser (Trainee) (5 Nov 2002 to 27 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (27 Jun 2003 to 27 Jun 2003)
    • CF22 Investment Adviser (Trainee) (5 Nov 2002 to 27 Jun 2003)
  • I M S Financial Services (2191) (no longer approved here)

    FRN 178809

    • (1)Employed By (8 Jan 2002 to 7 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

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