Nicholas William Illingsworth

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PROTECTION & INVESTMENT LIMITED

    FRN 222993

    • 9A. Advising on P2P agreements
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (4 May 2010 to 31 Dec 2012)
  • Sinfonia Direct Ltd (no longer approved here)

    FRN 440606

    • Employed By (1 Nov 2005 to 10 Oct 2006)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF22 Investment Adviser (Trainee) (2 Aug 2004 to 10 Oct 2006)
  • Capital Planning UK Ltd (no longer approved here)

    FRN 402461

    • Employed By (2 Aug 2004 to 8 Dec 2019)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.