ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Malcolm Joseph Harvey
IRN MJH00059
- (50)CF21 Investment Adviser (1 Dec 2001 to 2 Sep 2002)
Malcolm Milne
IRN MXM01549
- (1066)CF21 Investment Adviser (23 Sep 2002 to 3 Jun 2003)
- (1065)CF22 Investment Adviser (Trainee) (22 Mar 2002 to 23 Sep 2002)
Malcolm Philip Gates
IRN MPG00015
- (962)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Malcolm Richard Dolton
IRN MRD00008
- (6)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Malcolm Robert Whales
IRN MTW01041
- (141)CF21 Investment Adviser (19 Oct 2002 to 3 Jun 2003)
Malcolm Roy John Gifford
IRN MRG00008
- (1455)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Malcolm Stobart
IRN MXS00143
- (260)CF21 Investment Adviser (1 Dec 2001 to 27 Sep 2002)
Marc Antony Smelt
IRN MAS00031
- (1838)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Marc Berryman
IRN MXB86397
- (2215)[FCA CF] Significant management (17 Nov 2025 to 31 Jan 2026)
- (2214)[FCA CF] Material risk taker (17 Nov 2025 to 31 Jan 2026)
Marc Gold
IRN MXG00005
- (1375)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Protekta Ltd (no longer appointed)
FRN 194385 · Appointed 24 Nov 2000 · Until 3 Jun 2004
RA Foster (no longer appointed)
FRN 194205 · Appointed 22 Nov 2000 · Until 3 Jun 2004
Colin Ellis Estate Agents (no longer appointed)
FRN 201832 · Appointed 18 Nov 2000 · Until 3 Jun 2004
Campus House Consulting (no longer appointed)
FRN 194166 · Appointed 15 Nov 2000 · Until 3 Jun 2004
Premier Financial Management (no longer appointed)
FRN 194303 · Appointed 3 Nov 2000 · Until 3 Jun 2004
Michael Ranaido Financial Services (no longer appointed)
FRN 194204 · Appointed 3 Nov 2000 · Until 3 Jun 2004
Manor Hall Mortgages (no longer appointed)
FRN 201934 · Appointed 1 Nov 2000 · Until 3 Jun 2004
S.J.Fagan-Accountant (no longer appointed)
FRN 194168 · Appointed 31 Oct 2000 · Until 3 Jun 2004
James O'Brien (no longer appointed)
FRN 194167 · Appointed 30 Oct 2000 · Until 3 Jun 2004
Doe & Brierley Investment & Financial Services Ltd (no longer appointed)
FRN 194169 · Appointed 20 Oct 2000 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

5 hours ago
controlled function added: (74)SMF24 Chief Operations
5 hours ago
controlled function added: (73)SMF18 Other Overall Responsibility
5 hours ago
controlled function added: (72)[FCA CF] Manager of certification employee
5 hours ago
controlled function added: (71)[FCA CF] Material risk taker
5 hours ago
controlled function added: (70)SMF7 Group Entity Senior Manager
5 hours ago
controlled function added: (69)SMF5 Head of Internal Audit
5 hours ago
controlled function added: (68)SMF18 Other Overall Responsibility
5 hours ago
controlled function added: (67)SMF1 Chief Executive
5 hours ago
controlled function added: (66)SMF3 Executive Director
5 hours ago
controlled function added: (65)SMF18 Other Overall Responsibility

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.