ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Ian Christopher Hughes-Jones
IRN ICH00001
- (2199)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ian Cockbain
IRN IXC00037
- (1341)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ian Donald MacKenzie
IRN IDM01091
- (99)SMF24 Chief Operations (since 9 Dec 2019)
- (2177)CF29 Significant management (30 Mar 2016 to 8 Dec 2019)
Ian Donald Pringle
IRN IDP00001
- (663)CF21 Investment Adviser (1 Dec 2001 to 22 Jul 2002)
Ian Douglas Lindsay Jamieson
IRN IDJ00006
- (1585)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ian Gibson
IRN IXG00006
- (1237)CF21 Investment Adviser (9 Jun 2003 to 9 Jun 2003)
- (1236)CF22 Investment Adviser (Trainee) (26 Nov 2002 to 9 Jun 2003)
Ian Gordon Law-Smith
IRN IGL00005
- (241)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ian Howarth
IRN IXH00019
- (2011)CF22 Investment Adviser (Trainee) (23 May 2003 to 3 Jun 2003)
Ian James Squires
IRN IJS00012
- (501)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ian Kidd
IRN IXK00002
- (356)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Baylis Financial Services (no longer appointed)
FRN 184947 · Appointed 1 May 1997 · Until 3 Jun 2004
Charnwood Mortgage Services (no longer appointed)
FRN 191931 · Appointed 18 Apr 1997 · Until 17 Nov 2004
DLP Financial Management (no longer appointed)
FRN 191946 · Appointed 4 Apr 1997 · Until 3 Jun 2004
MRP Financial Services (no longer appointed)
FRN 184613 · Appointed 1 Apr 1997 · Until 3 Jun 2004
Capital Conservation Company (no longer appointed)
FRN 183607 · Appointed 21 Mar 1997 · Until 3 Jun 2004
Garry Turner Associates Ltd (no longer appointed)
FRN 184028 · Appointed 12 Mar 1997 · Until 3 Jun 2004
Lionel Davis (no longer appointed)
FRN 183537 · Appointed 7 Mar 1997 · Until 3 Jun 2004
Roger Mence (no longer appointed)
FRN 182482 · Appointed 14 Jan 1997 · Until 3 Jun 2004
Kaizen Facilities & Mortgage Services (no longer appointed)
FRN 182893 · Appointed 6 Jan 1997 · Until 3 Jun 2004
Added Value Services (no longer appointed)
FRN 186461 · Appointed 1 Jan 1997 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

5 hours ago
controlled function added: (84)14. Managing investments
5 hours ago
controlled function added: (83)[FCA CF] CASS oversight function
5 hours ago
controlled function added: (82)[FCA CF] Manager of certification employee
5 hours ago
controlled function added: (81)[FCA CF] Material risk taker
5 hours ago
controlled function added: (80)[FCA CF] Significant management
5 hours ago
controlled function added: (79)[FCA CF] Manager of certification employee
5 hours ago
controlled function added: (78)[FCA CF] Material risk taker
5 hours ago
controlled function added: (77)[FCA CF] Significant management
5 hours ago
controlled function added: (76)[FCA CF] Material risk taker
5 hours ago
controlled function added: (75)SMF7 Group Entity Senior Manager

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.