ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Sener Ali Suavi
IRN SXS00004
- (1617)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Sharon Anne Moncur
IRN SAM00074
- (724)CF21 Investment Adviser (1 Dec 2001 to 9 May 2003)
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Sharon Rowe
IRN SXR10698
- (82)[FCA CF] Manager of certification employee (since 1 Sep 2025)
- (81)[FCA CF] Material risk taker (since 9 Dec 2019)
- (83)[FCA CF] CASS oversight function (since 9 Dec 2019)
- (1911)[FCA CF] Significant management (8 Jul 2024 to 2 Jun 2025)
- (1910)CF10a CASS Oversight function (20 Feb 2019 to 8 Dec 2019)
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Shaun Edward Mellor
IRN SEM00006
- (756)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Shaun James William Scrimger
IRN SJS00072
- (1738)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Shaun Leslie Smith
IRN SLS00018
- (899)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Shaun Michael Williams
IRN SMW00020
- (1120)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Shaun Patrick
IRN SXP00002
- (35)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Sheila Anne Nicoll
IRN SAN01061
- (95)SMF9 Chair of the Governing Body (since 14 Dec 2023)
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Sheila Elizabeth Hope St Maur
IRN LXS00014
- (104)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- (103)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Sep 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Halton Kelly Independent Property Sevices (no longer appointed)
FRN 221624 · Appointed 2 Jan 2003 · Until 3 Jun 2004
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Selective Consulting Ltd (no longer appointed)
FRN 220983 · Appointed 30 Nov 2002 · Until 3 Jun 2004
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Malcolm Gates Financial Services (no longer appointed)
FRN 220643 · Appointed 14 Nov 2002 · Until 3 Jun 2004
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Residential/Investment Mortgage Services Ltd (no longer appointed)
FRN 219285 · Appointed 26 Sep 2002 · Until 3 Jun 2004
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HR Estate Planning Services (no longer appointed)
FRN 219286 · Appointed 26 Sep 2002 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (84)14. Managing investments
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controlled function added: (83)[FCA CF] CASS oversight function
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controlled function added: (82)[FCA CF] Manager of certification employee
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controlled function added: (81)[FCA CF] Material risk taker
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controlled function added: (80)[FCA CF] Significant management
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controlled function added: (79)[FCA CF] Manager of certification employee
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controlled function added: (78)[FCA CF] Material risk taker
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controlled function added: (77)[FCA CF] Significant management
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controlled function added: (76)[FCA CF] Material risk taker
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controlled function added: (75)SMF7 Group Entity Senior Manager