ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John David Haydon
IRN JDH00001
- (26)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John David Jackson
IRN JDJ00001
- (11)CF21 Investment Adviser (1 Dec 2001 to 8 Apr 2002)
John Davidson
IRN JXD00059
- (1399)CF21 Investment Adviser (19 Mar 2003 to 3 Jun 2003)
- (1398)CF22 Investment Adviser (Trainee) (6 Sep 2002 to 19 Mar 2003)
John Denis Thomson
IRN JDT00007
- (637)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- (636)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Sep 2002)
John Dennis Hurd
IRN JDH00008
- (601)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Derek Mutter
IRN JDM00003
- (832)CF22 Investment Adviser (Trainee) (24 Jun 2003 to 1 Jul 2003)
John Dyson Lyttle
IRN JDL00008
- (833)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Edward Hawkings
IRN JEH00041
- (352)CF21 Investment Adviser (1 Dec 2001 to 2 Oct 2002)
John Edward Masefield
IRN JXM00203
- (937)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Edwin Corbett
IRN JEC00016
- (215)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Helen Ewers Independent Brokers for Mortgages (no longer appointed)
FRN 201783 · Appointed 27 May 1999 · Until 11 Jul 2002
A.A.R.K. 1 Limited (no longer appointed)
FRN 192329 · Appointed 27 May 1999 · Until 3 Jun 2004
Michael Ratcliffe Associates (no longer appointed)
FRN 193991 · Appointed 25 May 1999 · Until 3 Jun 2004
Chancellor Financial Management (no longer appointed)
FRN 192427 · Appointed 19 May 1999 · Until 3 Jun 2004
Lloyds Residential Properties (no longer appointed)
FRN 193914 · Appointed 18 May 1999 · Until 3 Jun 2004
Terry Humphreys Mortgage Services (no longer appointed)
FRN 192489 · Appointed 13 May 1999 · Until 5 Feb 2003
The Home Agency Residential Sales (no longer appointed)
FRN 194015 · Appointed 13 May 1999 · Until 3 Jun 2004
Canary Associates (no longer appointed)
FRN 201727 · Appointed 10 May 1999 · Until 3 Jun 2004
LPS Associates (no longer appointed)
FRN 192441 · Appointed 8 May 1999 · Until 3 Jun 2004
The Locum Group Limited (no longer appointed)
FRN 192499 · Appointed 6 May 1999 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

2 hours ago
controlled function added: (84)14. Managing investments
2 hours ago
controlled function added: (83)[FCA CF] CASS oversight function
2 hours ago
controlled function added: (82)[FCA CF] Manager of certification employee
2 hours ago
controlled function added: (81)[FCA CF] Material risk taker
2 hours ago
controlled function added: (80)[FCA CF] Significant management
2 hours ago
controlled function added: (79)[FCA CF] Manager of certification employee
2 hours ago
controlled function added: (78)[FCA CF] Material risk taker
2 hours ago
controlled function added: (77)[FCA CF] Significant management
2 hours ago
controlled function added: (76)[FCA CF] Material risk taker
2 hours ago
controlled function added: (75)SMF7 Group Entity Senior Manager

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.