ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
-
Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Retail Investment Funds
-
Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Kevin John Duckworth
IRN KJD00003
- (783)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
-
Kevin John Weekes
IRN KJW00022
- (615)CF21 Investment Adviser (1 Dec 2001 to 15 Oct 2002)
-
Kevin Keillor
IRN KXK00004
- (1640)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
-
Kevin Martin Kirby
IRN KMK00002
- (1137)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
-
Kevin Maurice Kingswood
IRN KMK00001
- (1410)CF21 Investment Adviser (1 Dec 2001 to 22 Oct 2002)
-
Kevin Michael Ennis
IRN KME00001
- (1612)CF22 Investment Adviser (Trainee) (14 Dec 2001 to 7 Apr 2003)
-
Kevin Nicholas Barrass
IRN KNB00002
- (392)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
-
Kevin Paul Giddings
IRN KXG00040
- (1506)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
-
Kevin Raymond Spear
IRN KXS00061
- (1283)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
-
Kevin Watling
IRN KXW00039
- (1463)CF21 Investment Adviser (5 Jun 2003 to 8 Jun 2003)
- (1462)CF22 Investment Adviser (Trainee) (6 Dec 2002 to 5 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Continental Insurance & Mortgage Consultants (no longer appointed)
FRN 192445 · Appointed 18 Jan 2000 · Until 20 Feb 2003
-
Minister Property Letting (no longer appointed)
FRN 192466 · Appointed 11 Jan 2000 · Until 3 Jun 2004
-
Val Clinton Associates Ltd (no longer appointed)
FRN 193966 · Appointed 7 Jan 2000 · Until 3 Jun 2004
-
Mortgagelink Consultants UK Ltd (no longer appointed)
FRN 192470 · Appointed 7 Jan 2000 · Until 3 Jun 2004
-
Steele Rose & Co Limited (no longer appointed)
FRN 192483 · Appointed 7 Jan 2000 · Until 25 Jul 2003
-
Forum Financial Services Ltd (no longer appointed)
FRN 201769 · Appointed 30 Dec 1999 · Until 3 Jun 2004
-
Mark Shields Financial Consultancy (no longer appointed)
FRN 192460 · Appointed 30 Dec 1999 · Until 3 Jun 2004
-
Pegasus Sports Management Ltd (no longer appointed)
FRN 193951 · Appointed 15 Dec 1999 · Until 3 Jun 2004
-
Michael Moran Financial Services (no longer appointed)
FRN 192463 · Appointed 15 Dec 1999 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
-
controlled function added: (84)14. Managing investments
-
controlled function added: (83)[FCA CF] CASS oversight function
-
controlled function added: (82)[FCA CF] Manager of certification employee
-
controlled function added: (81)[FCA CF] Material risk taker
-
controlled function added: (80)[FCA CF] Significant management
-
controlled function added: (79)[FCA CF] Manager of certification employee
-
controlled function added: (78)[FCA CF] Material risk taker
-
controlled function added: (77)[FCA CF] Significant management
-
controlled function added: (76)[FCA CF] Material risk taker
-
controlled function added: (75)SMF7 Group Entity Senior Manager