ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Mark Anderson
IRN MXA00058
- (1086)CF21 Investment Adviser (30 Jan 2003 to 3 Jun 2003)
- (1085)CF22 Investment Adviser (Trainee) (22 Jul 2002 to 30 Jan 2003)
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Mark Andrew Hughes
IRN MAH01228
- (1733)CF22 Investment Adviser (Trainee) (7 Feb 2003 to 3 Jun 2003)
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Mark Anthony Jennings
IRN MAJ00004
- (1285)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Mark Anthony Talkington
IRN MAT00026
- (975)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Mark Anthony Thorpe
IRN MAT00025
- (1579)CF21 Investment Adviser (18 Jun 2003 to 18 Jun 2003)
- (1578)CF22 Investment Adviser (Trainee) (11 Dec 2002 to 18 Jun 2003)
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Mark Aubrey Weinberg
IRN MAW01113
- (1103)CF1 Director (1 Dec 2001 to 1 Sep 2004)
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Mark Bevan
IRN MXB00008
- (1825)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Mark Brian Lockyer
IRN MBL00001
- (2089)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Mark Christian Savile-Barton
IRN MCS00004
- (187)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Mark Christopher Herron
IRN MCH00006
- (573)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Hammersley & Hancock Mortgage Services (no longer appointed)
FRN 194170 · Appointed 12 Oct 2000 · Until 3 Jun 2004
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Anthony Swanston Consultants Ltd (no longer appointed)
FRN 193092 · Appointed 25 Sep 2000 · Until 3 Jun 2004
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E.C.A.N: Edinburgh Chartered Architects Network (no longer appointed)
FRN 193093 · Appointed 25 Sep 2000 · Until 3 Jun 2004
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Okehampton Financial Management (no longer appointed)
FRN 194092 · Appointed 13 Sep 2000 · Until 3 Jun 2004
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R W Duthie & Associates (no longer appointed)
FRN 193611 · Appointed 31 Aug 2000 · Until 10 Apr 2003
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Professional Independent Mortgage Services (no longer appointed)
FRN 194097 · Appointed 22 Aug 2000 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (84)14. Managing investments
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controlled function added: (83)[FCA CF] CASS oversight function
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controlled function added: (82)[FCA CF] Manager of certification employee
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controlled function added: (81)[FCA CF] Material risk taker
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controlled function added: (80)[FCA CF] Significant management
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controlled function added: (79)[FCA CF] Manager of certification employee
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controlled function added: (78)[FCA CF] Material risk taker
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controlled function added: (77)[FCA CF] Significant management
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controlled function added: (76)[FCA CF] Material risk taker
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controlled function added: (75)SMF7 Group Entity Senior Manager