Mark Anthony Thorpe

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QT Financial Ltd

    FRN 913094

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 17 Nov 2020)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (3 Apr 2008 to 14 Apr 2010)
    • CF30 Customer (1 Nov 2007 to 14 Apr 2010)
    • CF21 Investment Adviser (18 Jun 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Dec 2002 to 18 Jun 2003)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (18 Jun 2003 to 18 Jun 2003)
    • CF22 Investment Adviser (Trainee) (11 Dec 2002 to 18 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (18 Jun 2003 to 18 Jun 2003)
    • CF22 Investment Adviser (Trainee) (11 Dec 2002 to 18 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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