Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (24 Jun 2016 to 24 Nov 2016)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (24 Jun 2016 to 24 Nov 2016)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • CF4 Partner (AR) (10 May 2010 to 9 Feb 2017)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 1 Nov 2007)
    • CF7 Sole Trader (AR) (27 Jan 2005 to 28 Oct 2005)
    • CF4 Partner (AR) (30 Jan 2003 to 27 Jan 2005)
    • CF21 Investment Adviser (30 Jan 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Jul 2002 to 30 Jan 2003)
  • John Mills (no longer approved here)

    FRN 466121

    • (1)Employed By (10 Apr 2007 to 9 Feb 2017)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (30 Jan 2003 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (22 Jul 2002 to 30 Jan 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (30 Jan 2003 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (22 Jul 2002 to 30 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.