ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Mark Stuart Fraser
IRN MSF00008
- (1632)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark Stuart Roberts
IRN MSR00024
- (232)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark Thomas Delaney
IRN MXD00007
- (1036)CF21 Investment Adviser (1 Dec 2001 to 18 Mar 2002)
Mark Thomas FitzPatrick
IRN MTF00007
- (94)SMF7 Group Entity Senior Manager (since 30 Nov 2023)
Mark Thomas Shields
IRN MTS00002
- (293)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark Timothy Bennett
IRN MAB00068
- (924)CF22 Investment Adviser (Trainee) (11 Jun 2002 to 11 Apr 2003)
Mark William Clifford
IRN MWC00001
- (24)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark William Newman
IRN MXN01172
- (52)[FCA CF] Material risk taker (since 15 Aug 2025)
- (1417)[FCA CF] Material risk taker (1 Jan 2023 to 14 May 2024)
- (1418)[FCA CF] Significant management (27 Apr 2021 to 18 Mar 2025)
Martin Andrew Abrams
IRN MXA00096
- (140)CF22 Investment Adviser (Trainee) (31 Mar 2003 to 3 Jun 2003)
Martin Andrew Cook
IRN MAC00014
- (1969)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

The Jean Todd Partnership (no longer appointed)
FRN 195338 · Appointed 18 Dec 2000 · Until 3 Jun 2004
Lawrence Neil Wealth Management Ltd (no longer appointed)
FRN 194401 · Appointed 12 Dec 2000 · Until 3 Jun 2004
Jayson Newman (no longer appointed)
FRN 201838 · Appointed 1 Dec 2000 · Until 3 Jun 2004
Financial Heritage Ltd (no longer appointed)
FRN 201935 · Appointed 1 Dec 2000 · Until 3 Jun 2004
UK Assets Investment & Insurance Consultants Ltd (no longer appointed)
FRN 194157 · Appointed 1 Dec 2000 · Until 3 Jun 2004
Cadishead Services (no longer appointed)
FRN 135146 · Appointed 30 Nov 2000 · Until 3 Jun 2004
RBA Domestic & Commerical Insurance Services Ltd (no longer appointed)
FRN 195341 · Appointed 28 Nov 2000 · Until 3 Jun 2004
RBA Independent Mortgage Services Ltd (no longer appointed)
FRN 195342 · Appointed 28 Nov 2000 · Until 3 Jun 2004
Protekta Ltd (no longer appointed)
FRN 194385 · Appointed 24 Nov 2000 · Until 3 Jun 2004
Vetsfriend Ltd (no longer appointed)
FRN 194206 · Appointed 24 Nov 2000 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

9 hours ago
controlled function added: (84)14. Managing investments
9 hours ago
controlled function added: (83)[FCA CF] CASS oversight function
9 hours ago
controlled function added: (82)[FCA CF] Manager of certification employee
9 hours ago
controlled function added: (81)[FCA CF] Material risk taker
9 hours ago
controlled function added: (80)[FCA CF] Significant management
9 hours ago
controlled function added: (79)[FCA CF] Manager of certification employee
9 hours ago
controlled function added: (78)[FCA CF] Material risk taker
9 hours ago
controlled function added: (77)[FCA CF] Significant management
9 hours ago
controlled function added: (76)[FCA CF] Material risk taker
9 hours ago
controlled function added: (75)SMF7 Group Entity Senior Manager

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.