ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Nicholas John Page
IRN NXP00184
- (1468)[FCA CF] Significant management (17 Aug 2021 to 12 Sep 2022)
Nicholas John Pye
IRN NJP00002
- (54)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Nicholas Michael Maguire
IRN NXM00032
- (1370)CF21 Investment Adviser (1 Dec 2001 to 24 Oct 2002)
Nicholas Michael Salisbury
IRN NMS00002
- (559)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Nicholas Paul Hey
IRN NPH00001
- (1274)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Nicholas Taylor
IRN NXT00003
- (1836)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Nicholas Tobias Patrick Ingram
IRN NTI00001
- (989)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Nicholas Toby Martin
IRN NTM00002
- (1344)CF22 Investment Adviser (Trainee) (28 Apr 2003 to 3 Jun 2003)
Nicholas Trevor Hoare
IRN NTH00004
- (749)CF21 Investment Adviser (27 Jun 2003 to 27 Jun 2003)
- (748)CF22 Investment Adviser (Trainee) (5 Nov 2002 to 27 Jun 2003)
Nicholas William Illingsworth
IRN NWI00001
- (1621)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

G. Clarke & Co (no longer appointed)
FRN 201850 · Appointed 31 Jan 2001 · Until 3 Jun 2004
Mansionhouse Commercial Mortgages Ltd (no longer appointed)
FRN 195098 · Appointed 28 Jan 2001 · Until 17 May 2002
Honeywells (no longer appointed)
FRN 194802 · Appointed 25 Jan 2001 · Until 3 Jun 2004
Aran Curry (no longer appointed)
FRN 194803 · Appointed 24 Jan 2001 · Until 3 Jun 2004
Fahren Ltd (no longer appointed)
FRN 194801 · Appointed 23 Jan 2001 · Until 3 Jun 2004
Bell Hollingworth (Scotland) (no longer appointed)
FRN 201848 · Appointed 18 Jan 2001 · Until 3 Jun 2004
Excalibur Mortgage Company (no longer appointed)
FRN 194800 · Appointed 17 Jan 2001 · Until 3 Jun 2004
G.J. Miller Associates (no longer appointed)
FRN 194763 · Appointed 22 Dec 2000 · Until 3 Jun 2004
Info Mortgages co.uk (no longer appointed)
FRN 194691 · Appointed 20 Dec 2000 · Until 3 Jun 2004
London Wall Associates Ltd (no longer appointed)
FRN 194692 · Appointed 19 Dec 2000 · Until 17 Nov 2004

Updates to this firm's record on the FCA register.

1 day ago
controlled function added: (84)14. Managing investments
1 day ago
controlled function added: (83)[FCA CF] CASS oversight function
1 day ago
controlled function added: (82)[FCA CF] Manager of certification employee
1 day ago
controlled function added: (81)[FCA CF] Material risk taker
1 day ago
controlled function added: (80)[FCA CF] Significant management
1 day ago
controlled function added: (79)[FCA CF] Manager of certification employee
1 day ago
controlled function added: (78)[FCA CF] Material risk taker
1 day ago
controlled function added: (77)[FCA CF] Significant management
1 day ago
controlled function added: (76)[FCA CF] Material risk taker
1 day ago
controlled function added: (75)SMF7 Group Entity Senior Manager

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.